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Dennis Stuart Whyte

CFP®
KESTRA ADVISORY SERVICES
Denver, CO
·CRD# 2485400·32 years experience

Professional Summary

Dennis Stuart Whyte, CFP® is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Denver, Colorado and KESTRA INVESTMENT SERVICES, LLC located in Denver, Colorado. Dennis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Dennis has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 2006

Years of Experience

32 years in the financial services industry

Current & Past Employments

KESTRA ADVISORY SERVICES, LLC·CRD# 283330
RIA
1. 1490 S. Pearl St., Denver, CO 802102. Aurora, CO
April 20, 2016 - Present
KESTRA INVESTMENT SERVICES, LLC·CRD# 42046
BD
1490 S. Pearl, Denver, CO 80210
January 2, 2008 - Present
KESTRA INVESTMENT SERVICES, LLC·CRD# 42046
RIA
Denver, CO
January 2, 2008 - September 22, 2016
VOYA FINANCIAL ADVISORS, INC.·CRD# 2882
RIA
Denver, CO
November 19, 2003 - December 31, 2007
VOYA FINANCIAL ADVISORS, INC.·CRD# 2882
BD
Denver, CO
February 26, 1996 - December 31, 2007
METROPOLITAN LIFE INSURANCE COMPANY·CRD# 4095
BD
New York, NY
May 23, 1994 - January 6, 1996
MSI FINANCIAL SERVICES, INC.·CRD# 14251
BD
Springfield, MA
May 23, 1994 - January 6, 1996

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Current Firm

KA
KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - SEC (12/31/1998 Approved)

Contact Information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Phone Number

(844) 553-7872

# of Employees

1,359

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (9/22/2026)

Regulatory Assets Under Management

Total Number of Accounts

192,439

AUM (Assets Under Management)

$79,798,091,767

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
12/01/2025Cover PageReport
12/23/2024Cover PageReport
10/20/2023Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: Kestra Advisory Services, LLC Inv Rel: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 NOB: Investment Advisory services through Kestra Advisory Services, LLC POS: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Name: Money Penny LLC. DBA Sindrich and Associates Inv Rel: Yes Address: 1490 South Pearl Street Denver CO 80210 NOB: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC POS: Wealth Advisor Start Date: 1/1/2019 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Help client determine goals and objectives , develop appropriate strategies based on their specific objectives using a wide array of investment and insurance products. Name: UNIVERSITY CHURCH OF CHRIST POSITION: Youth Deacon NATURE: Youth Deacon INVESTMENT RELATED: No # OF HOURS: 30 SECURITIES TRADING HOURS: 4 START DATE: 12/15/2023 ADDRESS: 2000 S. Milwaukee St., Denver CO 80210, United States DESCRIPTION: Plan and participate in youth activities and events, fund raising, some budgeting (Not primary), mentoring, teaching. Working closely with the youth minister re: communication to youth and parents, recruiting volunteers for events and activities.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - SEC (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(1/2/2008)
RR
California
(7/29/2014)
RR
Colorado
(1/2/2008)
IAR
Colorado
(4/20/2016)
RR
Florida
(7/30/2014)
RR
Georgia
(1/2/2008)
RR
Illinois
(7/7/2014)
RR
Iowa
(2/27/2015)
RR
Kansas
(2/20/2024)
RR
Missouri
(9/16/2015)
RR
Nebraska
(10/18/2022)
RR
New Hampshire
(3/20/2025)
RR
New Mexico
(1/2/2008)
RR
New York
(1/2/2008)
RR
North Carolina
(2/21/2024)
RR
Oklahoma
(1/2/2008)
RR
South Carolina
(4/15/2008)
RR
Texas
(1/2/2008)
RR
Utah
(10/10/2017)
RR
Virginia
(6/17/2021)
RR
Washington
(12/24/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Sep 2003About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 2002About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed May 1994About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Dennis Stuart Whyte's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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