Cristina Acosta
Professional summary
Cristina Acosta, CFP® is a registered financial advisor currently at AE WEALTH MANAGEMENT, LLC located in Scottsdale, Arizona.
Cristina is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Cristina has worked at 6 firms and has passed the Series 63, Series 65, SIE, Series 62, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Cristina Acosta's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2022
Experience
October 29, 2018 - Present
AE WEALTH MANAGEMENT, LLC
Office #1: 14301 N 87th St Suite 213, Scottsdale, AZ 85260July 25, 2013 - January 30, 2015
CENTER STREET SECURITIES, INC.
February 26, 2009 - October 29, 2018
BROOKSTONE CAPITAL MANAGEMENT LLC
April 15, 2005 - October 8, 2008
QUEST CAPITAL STRATEGIES, INC.
July 6, 1994 - August 15, 2003
WOODBURY FINANCIAL SERVICES, INC.
May 2, 1994 - July 6, 1994
HORNOR, TOWNSEND & KENT, LLC
Primary Firm SEC Registration
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/29/2018)
(10/21/2024)
Exams
Series 62
Date: 7/24/2013
Corporate Securities Limited Representative ExaminationCurrent Firm
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,059 |
| AUM (Assets Under Management) | $ 37,525,706,084 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
