Michael F. Hutchison
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Francis Hutchison, who also goes by Mike Hutchison, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1994. Michael had worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 18, 2015 - September 13, 2022
ALLSTATE FINANCIAL ADVISORS, LLC
May 18, 2015 - July 22, 2025
ALLSTATE FINANCIAL SERVICES, LLC
January 27, 2014 - March 4, 2015
PRUCO SECURITIES, LLC.
January 7, 2014 - March 4, 2015
PRUCO SECURITIES, LLC.
October 5, 2009 - September 19, 2012
AMERIPRISE FINANCIAL SERVICES, LLC
October 5, 2009 - September 19, 2012
AMERIPRISE FINANCIAL SERVICES, LLC
June 23, 2008 - October 5, 2009
AMERIPRISE ADVISOR SERVICES, INC.
June 23, 2008 - October 5, 2009
AMERIPRISE ADVISOR SERVICES, INC.
March 2, 2006 - May 30, 2008
CHEVY CHASE FINANCIAL SERVICES
September 12, 2005 - May 30, 2008
CHEVY CHASE FINANCIAL SERVICES
April 10, 2003 - January 13, 2005
TRUIST INVESTMENT SERVICES, INC.
May 13, 1999 - December 3, 2002
BB&T INVESTMENT SERVICES, INC.
May 28, 1998 - May 22, 1999
CITICORP INVESTMENT SERVICES
August 31, 1994 - May 12, 1998
PRUDENTIAL EQUITY GROUP, LLC
April 25, 1994 - June 22, 1994
NATIONSSECURITIES
Primary Firm SEC Registration
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
Contact information
SEC notice filing (49 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 280 |
| AUM (Assets Under Management) | $ 82,015,793 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
