Paul Lidondici
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Lidondici was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1994. Paul had worked at 6 firms and has passed the Series 63, SIE, Series 55, Series 25, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 26, 2008 - October 5, 2023
GEORGESON SECURITIES CORPORATION
July 1, 2003 - November 16, 2007
WELLS FARGO SECURITIES, LLC
March 6, 2001 - July 1, 2003
WELLS FARGO CLEARING SERVICES, LLC
April 5, 1999 - March 15, 2001
ABN AMRO SECURITIES LLC
May 2, 1997 - April 9, 1999
DEUTSCHE BANK SECURITIES INC.
September 13, 1994 - April 1, 1997
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 11/29/2004
Limited Representative-Equity Trader ExamSeries 25
Date: 6/22/1999
NYSE Trading Assistant ExaminationCurrent Firm
GEORGESON SECURITIES CORPORATION
CRD#: 46749 / SEC#: , 8-51538
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GEORGESON LLC | 100% OWNER | |
| CHASSE, JEFFREY GEORGE | ASSISTANT TREASURER | 6383899 |
| CLEMONS, GREGORY JOE | ASSISTANT TREASURER | 7162929 |
| FRIERSON, SHEILA | BOARD DIRECTOR | 7463457 |
| FROMBERG, ROBERT MARC | SECRETARY | 6034320 |
| GRUBER, CATHERINE | ASSISTANT TREASURER | 7658317 |
| MOCOGNI, SHAWNA LEIGH | ASSISTANT TREASURER | 7164315 |
| NISLEY, CYNTHIA BLOUNT | PRESIDENT/DIRECTOR | 5369413 |
| PARK, JIN SOO | TREASURER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER, AND FINANCIAL AND OPERATIONS PRINCIPAL | 4836106 |
| TSOUNAKIS, IAKOVOS | CHIEF COMPLIANCE OFFICER | 3259778 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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