Gordon Kerper
Professional summary
Gordon Kerper, who also goes by Gordon Bruce Kerper, is a registered financial professional currently at MORGAN STANLEY DISTRIBUTION, INC. located in New York, New York.
Gordon is registered as a RR (Registered Representative) and started their career in finance in 1997. Gordon has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24, Series 51 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gordon Kerper's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 13, 2018 - Present
MORGAN STANLEY DISTRIBUTION, INC.
Office #1: 1585 Broadway, New York, NY 10036July 16, 2019 - March 19, 2025
MORGAN STANLEY & CO. LLC
January 22, 2010 - December 31, 2017
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
August 14, 2003 - January 14, 2010
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
July 28, 2003 - September 10, 2004
WELLS FARGO CLEARING SERVICES, LLC
February 7, 2000 - July 24, 2006
PRUDENTIAL EQUITY GROUP, LLC
January 27, 2000 - January 14, 2010
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
March 7, 1997 - January 14, 2010
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/13/2018)
Exams
FINRA
Current Firm
MORGAN STANLEY DISTRIBUTION, INC.
CRD#: 30344 / SEC#: , 8-44766
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MORGAN STANLEY INVESTMENT MANAGEMENT INC. | OWNER | |
| FAHEY, LAWRENCE LOUIS | PRINCIPAL OPERATIONS OFFICER | 2097212 |
| KASETA, LYNN M | CHIEF COMPLIANCE OFFICER | 6451373 |
| KUSH, ANTHONY N | PRINCIPAL FINANCIAL OFFICER AND FINOP | 7463692 |
| MCMULLEN, FREDERICK ALLEN | DIRECTOR AND TEXAS DESIGNATED PRINCIPAL | 2537409 |
| SCHOEN, SAMANTHA JANE | DIRECTOR | 7006907 |
| WITKOS, MATTHEW JOSEPH | PRESIDENT AND DIRECTOR | 2034689 |
Red Flags
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