Brian R. Taylor

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CRD#: 2484904

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Brian Richard Taylor was a registered financial professional .

Brian is a previously registered financial professional and started their career in finance in 1994. Brian had worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 24, 2008 - October 18, 2024

PRUDENT INVESTOR ADVISORS, LLC

RIA

CRD#: 121922

Folsom, CA

Past

February 1, 2007 - June 6, 2008

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

RENO, NV

Past

February 1, 2007 - June 6, 2008

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

RENO, NV

Past

April 16, 2002 - February 1, 2007

ATLAS SECURITIES, LLC

CRD#: 20991

SACRAMENTO, CA

Past

January 24, 2002 - April 18, 2002

E*TRADE SECURITIES LLC

CRD#: 29106

JERSEY CITY, NJ

Past

September 30, 1998 - November 9, 2000

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

May 22, 1998 - September 23, 1998

INTERFIRST CAPITAL CORPORATION

CRD#: 7659

LOS ANGELES, CA

Past

May 31, 1994 - February 20, 1998

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PRUDENT INVESTOR ADVISORS, LLC

ELY, GUERDON TISDALE | PRUDENT RETIREMENT SERVICES | PRUDENT INVESTOR ADVISORS, LLC | PRUDENT INVESTOR ADVISORS

CRD#: 121922 / SEC#: 801-63481

RIA

Registered Investment Advisory firm - (9/15/2004 Approved)

California

Registered Investment Advisory firm - (9/30/2004 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/21/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/18/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/21/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/18/1994

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/13/1999

General Securities Principal Examination

Current Firm

PRUDENT INVESTOR ADVISORS, LLC

ELY, GUERDON TISDALE | PRUDENT RETIREMENT SERVICES | PRUDENT INVESTOR ADVISORS, LLC | PRUDENT INVESTOR ADVISORS

CRD#: 121922 / SEC#: 801-63481

RIA

Registered Investment Advisory firm - (9/15/2004 Approved)

California

Registered Investment Advisory firm - (9/30/2004 Terminated)

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Contact information

Main Address

101 Parkshore Drive, Suite 100, Folsom, CA 95630

Mailing Address

Phone number

(866) 446-1848

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PRUDENT INVESTOR ADVISORS PART 2A (3/19/2025)

Regulatory assets under management

Total Number of Accounts	168
AUM (Assets Under Management)	$ 1,153,613,208

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brian R. Taylor

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PRUDENT INVESTOR ADVISORS, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

ATLAS SECURITIES, LLC

E*TRADE SECURITIES LLC

RAYMOND JAMES FINANCIAL SERVICES, INC.

INTERFIRST CAPITAL CORPORATION

PFS INVESTMENTS INC.

Primary Firm SEC Registration

PRUDENT INVESTOR ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/21/2006

Series 63

Date: 5/18/1994

Series 7

Date: 5/21/1998

Series 6

Date: 5/18/1994

Series 24

Date: 7/13/1999

Current Firm

PRUDENT INVESTOR ADVISORS, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PRUDENT INVESTOR ADVISORS, LLC

TRUST BUT VERIFY

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