Robert L. Kreidler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Louis Kreidler, who also goes by Jr Robert L Kreidler, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1997. Robert had worked at 7 firms and has passed the Series 63, Series 7, Series 24 and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 2008 - June 18, 2013
FIDUS SECURITIES, LLC
January 4, 2008 - February 21, 2008
FIRST CITIZENS CAPITAL SECURITIES, LLC
May 17, 2005 - December 31, 2007
EVP SECURITIES, LLC
October 1, 1999 - June 28, 2002
WELLS FARGO CLEARING SERVICES, LLC
February 1, 1999 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
April 30, 1998 - February 1, 1999
BOWLES HOLLOWELL CONNER & CO.
November 11, 1997 - April 30, 1998
BOWLES HOLLOWELL CONNER & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 28
Date: 5/16/2005
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
FIDUS SECURITIES, LLC
CRD#: 132882 / SEC#: , 8-66656
Contact information
FINRA licenses (24 States and Territories)
Documents
Red Flags
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