Glenn Pearson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Glenn Pearson, who also goes by Glenn S Pearson, Glenn Stuart Pearson, was a registered financial professional .
Glenn is a previously registered financial professional and started their career in finance in 2001. Glenn had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 12, 2013 - December 8, 2014
MLV & CO. LLC
July 2, 2012 - June 10, 2013
VIRTU AMERICAS LLC
March 14, 2011 - July 2, 2012
KNIGHT CAPITAL AMERICAS, L.P.
August 7, 2003 - March 9, 2009
BARCLAYS CAPITAL INC.
February 23, 2001 - December 31, 2002
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MLV & CO. LLC
CRD#: 150959 / SEC#: , 8-68331
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
