Vincent R. Williams

RETIREMENT PLANNERS

Los Angeles, CA 90045

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CRD#: 2484490

Professional summary

Vincent Raynard Williams, who also goes by VIncent R Williams, Vincent Williams, is a registered financial advisor currently at RETIREMENT PLANNERS located in Los Angeles, California.

Vincent is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Vincent has worked at 10 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Vincent R Williams | Vincent Williams

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INSURANCE AGENT, NON INVESTMENT RELATED. 8880 RIO SAN DIEGO CA 800 SAN DIEGO CA. NATURE OF BUSINESS LIFE INSURANCE. APPOX 5 HRS A WEEK STARTED 11/2002 NO SECURITIES TRANSACTIONS DONE. LEGACY LEGAL SERVICES NON INVESTMENT RELATED 2566 SAN CLEMENTE TERRACE SAN DIEGO CA 92122. STARTED 07/2003. POSITION NOTARY. I DEVOTED 5 HRS A WEEK RETIREMENT PLANNERS-INVESTMENT RELATED, 18000 STUDEBAKER RD, STE 700, CERRITOS; RIA (OWNER), BEGAN 10/15/05, 20 HOURS PER WEEK, DUTIES INCLUDE WORKING AS A FEE BASED PLANNER.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vincent Raynard Williams's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 18, 2020 - Present

RETIREMENT PLANNERS

Office #1: 8939 S Sepulveda Blvd Ste. 110 Dept. 298, Los Angeles, CA 90045

RIA

CRD#: 134656

Los Angeles, CA

Past

October 10, 2003 - August 23, 2006

QUEST CAPITAL STRATEGIES, INC.

CRD#: 16783

LAGUNA HILLS, CA

Past

July 30, 2002 - April 1, 2003

USALLIANZ SECURITIES, INC.

CRD#: 40875

MINNEAPOLIS, MN

Past

July 27, 1999 - July 29, 2002

MONY SECURITIES CORPORATION

RIA

CRD#: 4386

ORANGE, CA

Past

October 7, 1998 - July 29, 2002

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

Past

August 15, 1997 - September 18, 1998

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

August 14, 1997 - September 18, 1998

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

March 7, 1997 - May 2, 1997

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

September 12, 1996 - February 26, 1997

CHATFIELD DEAN & CO., INC.

CRD#: 14714

GREENWOOD VILLAGE, CO

Past

March 21, 1996 - September 23, 1996

H.J. MEYERS & CO., INC.

CRD#: 15609

ROCHESTER, NY

Past

May 2, 1995 - December 6, 1995

CHATFIELD DEAN & CO., INC.

CRD#: 14714

GREENWOOD VILLAGE, CO

Past

November 21, 1994 - May 4, 1995

COLUMBUS FINANCIAL, INC.

CRD#: 22709

BEVERLY HILLS, CA

Past

June 21, 1994 - September 29, 1994

CHATFIELD DEAN & CO., INC.

CRD#: 14714

GREENWOOD VILLAGE, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(12/18/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/18/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/5/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/16/1994

General Securities Representative Examination

Current Firm

RETIREMENT PLANNERS

RETIREMENT PLANNERS | WILLIAMS, VINCENT RAYNARD | VINCENT R. WILLIAMS

CRD#: 134656 / SEC#:

California

Registered Investment Advisory firm - (6/15/2005 Approved)

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Contact information

Main Address

8939 S Sepulveda Blvd Ste. 110 Dept. 298, Los Angeles, CA 90045

Mailing Address

Phone number

(424) 571-2532

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	2
AUM (Assets Under Management)	$ 290,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Vincent R. Williams

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vincent Raynard Williams's CRS (Customer Relationship Summary).

Certified licenses

Experience

QUEST CAPITAL STRATEGIES, INC.

USALLIANZ SECURITIES, INC.

MONY SECURITIES CORPORATION

MONY SECURITIES CORPORATION

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

PRUDENTIAL EQUITY GROUP, LLC

CHATFIELD DEAN & CO., INC.

H.J. MEYERS & CO., INC.

CHATFIELD DEAN & CO., INC.

COLUMBUS FINANCIAL, INC.

CHATFIELD DEAN & CO., INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/18/2001

Series 63

Date: 5/5/1994

Series 7

Date: 6/16/1994

Current Firm

RETIREMENT PLANNERS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RETIREMENT PLANNERS

TRUST BUT VERIFY

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