Samuel Kunz

CORE FINANCIAL

Las Vegas, NV

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CRD#: 2484313

Professional summary

Samuel Kunz is a registered financial advisor currently at CORE FINANCIAL located in Las Vegas, Nevada.

Samuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Samuel has worked at 3 firms and has passed the Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel Kunz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 22, 2020 - Present

CORE FINANCIAL

RIA

CRD#: 155205

Las Vegas, NV

Past

June 16, 2000 - April 26, 2005

QUAKER SECURITIES, INC.

CRD#: 27263

MALVERN, PA

Past

June 1, 1994 - May 22, 2000

SCHRODER & CO. INC.

CRD#: 6112

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CORE FINANCIAL

CORE FINANCIAL | WEST COAST FINANCIAL ADVISORY, LLC | CORE FINANCIAL PARTNERS INC.

CRD#: 155205 / SEC#: 801-100415

RIA

Registered Investment Advisory firm - (7/6/2015 Approved)

California

Registered Investment Advisory firm - (8/12/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(12/22/2020)

IAR

Nevada
(12/8/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 3

Date: 1/29/1998

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 5/31/1994

General Securities Representative Examination

Current Firm

CORE FINANCIAL

CORE FINANCIAL | WEST COAST FINANCIAL ADVISORY, LLC | CORE FINANCIAL PARTNERS INC.

CRD#: 155205 / SEC#: 801-100415

RIA

Registered Investment Advisory firm - (7/6/2015 Approved)

California

Registered Investment Advisory firm - (8/12/2015 Terminated)

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Contact information

Main Address

222 N Pacific Coast Highway Ste 1900, El Segundo, CA 90245

Mailing Address

Phone number

(310) 450-6004

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A FIRM BROCHURE (3/25/2025)

ADV PART 2A APPENDIX 1 WRAP FEE BROCHURE (3/25/2025)

Regulatory assets under management

Total Number of Accounts	594
AUM (Assets Under Management)	$ 284,599,304

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Samuel Kunz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel Kunz's CRS (Customer Relationship Summary).

Certified licenses

Experience

CORE FINANCIAL

QUAKER SECURITIES, INC.

SCHRODER & CO. INC.

Primary Firm SEC Registration

CORE FINANCIAL

State Registrations and Notice Filings

Exams

Series 3

Date: 1/29/1998

Series 7

Date: 5/31/1994

Current Firm

CORE FINANCIAL

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CORE FINANCIAL

TRUST BUT VERIFY

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