Eric R. Majors

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CRD#: 2484297

Professional summary

Eric R Majors was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Eric is a previously registered financial advisor and started their career in finance in 1999. Prior to being barred, Eric had worked at 1 firm, which includes FORCE FINANCIAL SYSTEMS GROUP INC..

Question & Answer

Are you a "fiduciary"?

Aliases

Eric Richfield

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 20, 1999 - December 31, 2003

FORCE FINANCIAL SYSTEMS GROUP, INC.

RIA

CRD#: 114401

COLORADO SPRINGS, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/24/1999

Uniform Investment Adviser Law Examination

Current firm

No current employment

Red Flags

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