Colin B. Starks
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Colin Barker Starks was a registered financial professional .
Colin is a previously registered financial professional and started their career in finance in 1994. Colin had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 5, 2019 - May 29, 2020
CHARTWELL TSC SECURITIES CORP.
May 12, 2010 - January 22, 2018
MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC
May 12, 2010 - January 22, 2018
FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.
May 4, 2010 - January 22, 2018
FEDERATED SECURITIES CORP.
May 4, 2010 - January 22, 2018
FEDERATED INVESTMENT COUNSELING
March 11, 1998 - January 22, 2018
FEDERATED SECURITIES CORP.
April 29, 1994 - March 23, 1998
FIDELITY DISTRIBUTORS COMPANY LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CHARTWELL TSC SECURITIES CORP.
CRD#: 172196 / SEC#: , 8-69502
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VILLATORO DE FRIEDMAN, KARLA XIOMARA | CHIEF COMPLIANCE OFFICER | 4097005 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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