TJ

Troy W. Justus

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CRD#: 2484173
TJ

Professional summary


Troy William Justus was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Troy is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, Troy had worked at 2 firms, which includes BROWNSTONE CAPITAL CORP., HIBBARD BROWN & CO. INC..

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

March 21, 1995 - August 13, 1996

BROWNSTONE CAPITAL CORP.

BD
CRD#: 14055
NEW YORK, NY
Past

June 24, 1994 - September 30, 1994

HIBBARD BROWN & CO., INC.

BD
CRD#: 18246
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
General Industry/Product Exam

Current Firm


BC
BROWNSTONE CAPITAL CORP.
BROWNSTONE CAPITAL CORP. | CTS & ASSOCIATES, INC. | CTS & ASSOCIATES INC.

CRD#: 14055 / SEC#: , 8-29349

BD
Revoked by SEC on 02/13/2004
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Contact information


Main Address
Mailing Address
Phone number
Established
Illinois since 06/10/1981
Firm type
Corporation
Fiscal year end
June
# of Employees

Documents


Red Flags


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Company Information


BROWNSTONE CAPITAL CORP.

CRD#: 14055

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