Anthony J. Busacca

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CRD#: 2483984

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Anthony Joseph Busacca JR, who also goes by Anthony J Busacca Jr, Tony Busacca Jr, was a registered financial professional .

Anthony is a previously registered financial professional and started their career in finance in 1994. Anthony had worked at 7 firms and has passed the Series 63, Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Anthony J Busacca Jr | Tony Busacca Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 14, 2016 - January 3, 2018

STRATEGY ASSET MANAGERS L.L.C.

RIA

CRD#: 109939

Woodcliff Lake, NJ

Past

February 15, 2013 - July 22, 2015

STONE TORO INVESTMENT ADVISERS

RIA

CRD#: 164925

PRINCETON, NJ

Past

October 28, 2010 - December 31, 2012

ZYNIN CAPITAL MANAGEMENT LLC

RIA

CRD#: 151660

PRINCETON, NJ

Past

June 6, 2007 - October 27, 2008

ALLIANCEBERNSTEIN L.P.

RIA

CRD#: 108477

NEW YORK, NY

Past

June 6, 2007 - October 27, 2008

ALLIANCEBERNSTEIN INVESTMENTS, INC.

CRD#: 14549

NASHVILLE, TN

Past

June 30, 1994 - October 16, 2006

MERRILL LYNCH INVESTMENT MANAGERS LP

RIA

CRD#: 105068

PRINCETON, NJ

Past

May 27, 1994 - October 16, 2006

FAM DISTRIBUTORS, INC.

CRD#: 4100

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGY ASSET MANAGERS L.L.C.

HOLLY STREET WEALTH ADVISORS | STRATEGY ASSET MANAGERS L.L.C.

CRD#: 109939 / SEC#: 801-60049

RIA

Registered Investment Advisory firm - (2/23/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/10/1994

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 5/10/1994

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 5/26/1994

General Securities Representative Examination

Current Firm

STRATEGY ASSET MANAGERS L.L.C.

HOLLY STREET WEALTH ADVISORS | STRATEGY ASSET MANAGERS L.L.C.

CRD#: 109939 / SEC#: 801-60049

RIA

Registered Investment Advisory firm - (2/23/2001 Approved)

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Contact information

Main Address

790 E. Colorado Blvd Suite 200, Pasadena, CA 91101

Mailing Address

Phone number

(626) 657-0559

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

STRATEGY ASSET MANGERS, LLC FORM ADV 2A (4/30/2025)

Regulatory assets under management

Total Number of Accounts	1,099
AUM (Assets Under Management)	$ 741,546,605

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Anthony J. Busacca

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

STONE TORO INVESTMENT ADVISERS

ZYNIN CAPITAL MANAGEMENT LLC

ALLIANCEBERNSTEIN L.P.

ALLIANCEBERNSTEIN INVESTMENTS, INC.

MERRILL LYNCH INVESTMENT MANAGERS LP

FAM DISTRIBUTORS, INC.

Primary Firm SEC Registration

STRATEGY ASSET MANAGERS L.L.C.

State Registrations and Notice Filings

Exams

Series 63

Date: 6/10/1994

Series 65

Date: 5/10/1994

Series 7

Date: 5/26/1994

Current Firm

STRATEGY ASSET MANAGERS L.L.C.

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STRATEGY ASSET MANAGERS L.L.C.

TRUST BUT VERIFY

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