Mikhail Vainshtok
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mikhail Vainshtok, who also goes by Michael Vain, Mike Vain, was a registered financial professional .
Mikhail is a previously registered financial professional and started their career in finance in 1994. Mikhail had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 22, 1997 - August 13, 1997
T.L. GROUP, INC.
June 9, 1997 - July 17, 1997
SIGNAL SECURITIES, INC.
May 1, 1997 - June 16, 1997
T.L. GROUP, INC.
May 22, 1996 - April 25, 1997
GLOBAL FINANCIAL GROUP, INC.
July 6, 1995 - May 21, 1996
GLOBAL EQUITIES GROUP INC
April 12, 1995 - July 17, 1996
VISION INVESTMENT GROUP, INC.
December 15, 1994 - February 28, 1995
JOSEPH ROBERTS & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
T.L. GROUP, INC.
CRD#: 22097 / SEC#: , 8-39546
Contact information
Documents
Red Flags
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