William N. Post
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Noble Post II was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1994. William had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 2, 2015 - September 1, 2018
ALYSSA LLC
September 7, 2012 - October 4, 2013
STIFEL, NICOLAUS & COMPANY, INCORPORATED
September 6, 2012 - October 4, 2013
STIFEL, NICOLAUS & COMPANY, INCORPORATED
June 20, 2012 - August 30, 2012
NORTHERN TRUST SECURITIES, INC.
February 25, 2010 - August 12, 2011
STONE & YOUNGBERG LLC
November 7, 2009 - August 12, 2011
STONE & YOUNGBERG LLC
March 13, 2002 - January 13, 2004
TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC.
February 15, 2002 - January 13, 2004
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
May 10, 1994 - May 2, 1995
WELLS FARGO SECURITIES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ALYSSA LLC
CRD#: 102220 / SEC#: , 8-52113
Contact information
Documents
Red Flags
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