Jason A. Cohen

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CRD#: 2483655

Professional summary

Jason Alan Cohen was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Jason is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, Jason had worked at 1 firm, which includes FIRST UNITED EQUITIES CORPORATION.

Question & Answer

Are you a "fiduciary"?

Aliases

Jay Cohen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

November 22, 1994 - March 5, 1998

FIRST UNITED EQUITIES CORPORATION

CRD#: 36398

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 8/4/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/19/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/29/1994

General Securities Principal Examination

Current Firm

FIRST UNITED EQUITIES CORPORATION

CRD#: 36398 / SEC#: , 8-47212

Terminated by SEC on 04/03/1998

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Contact information

Main Address

Mailing Address

Phone number

Established

Delaware since 02/08/1994

Firm type

Corporation

Fiscal year end

December

# of Employees

Documents

Red Flags

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Jason A. Cohen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FIRST UNITED EQUITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 8/4/1994

Series 7

Date: 7/19/1994

Series 24

Date: 9/29/1994

Current Firm

FIRST UNITED EQUITIES CORPORATION

Contact information

Documents

Red Flags

Company Information

FIRST UNITED EQUITIES CORPORATION

TRUST BUT VERIFY

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