Dawn D. Haye
Professional summary
Dawn Del Haye is a registered financial professional currently at GLAUCON CAPITAL PARTNERS, L.L.C. located in Palmetto, Florida.
Dawn is registered as a RR (Registered Representative) and started their career in finance in 1994. Dawn has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 79, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Dawn Del Haye's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 12, 2000 - Present
GLAUCON CAPITAL PARTNERS, L.L.C.
Office #2: 107 12th Avenue East, Palmetto, FL 34221May 10, 1994 - November 28, 1998
BARCLAYS CAPITAL INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/11/2000)
(10/23/2019)
(8/11/2000)
(8/11/2000)
(8/11/2000)
(8/14/2000)
(4/27/2000)
(8/15/2000)
(8/11/2000)
(8/11/2000)
(8/14/2000)
(10/8/2002)
(4/12/2012)
(10/31/2013)
(9/19/2002)
(8/11/2000)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
GLAUCON CAPITAL PARTNERS, L.L.C.
CRD#: 103770 / SEC#: , 8-52257
Contact information
FINRA licenses (22 States and Territories)
Documents
Red Flags
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