Peter J. Holden
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Julius Holden was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1970. Peter had worked at 9 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 28, 1997 - August 8, 2014
CPS FINANCIAL & INSURANCE SERVICES, INC.
April 1, 1994 - November 1, 1996
WALNUT STREET SECURITIES, INC.
April 7, 1993 - April 13, 1994
WOODBURY FINANCIAL SERVICES, INC.
November 6, 1990 - December 31, 1992
CANADA LIFE OF AMERICA FINANCIAL SERVICES, INC.
April 9, 1986 - December 31, 1989
CONSECO FINANCIAL SERVICES, INC.
June 20, 1974 - December 16, 1982
PRINCIPAL SECURITIES, INC.
March 28, 1972 - June 12, 1974
OSAIC FA, INC.
March 28, 1972 - July 14, 1974
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
February 10, 1970 - April 13, 1972
VERAVEST INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/4/1968
Registered Representative ExaminationCurrent Firm
CPS FINANCIAL & INSURANCE SERVICES, INC.
CRD#: 41243 / SEC#: , 8-49337
Contact information
FINRA licenses (51 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
