John K. Connaughton

RHODEWAY FINANCIAL

Providence, RI 02903

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CRD#: 2483637

Professional summary

John Kevin Connaughton, CFP® is a registered financial advisor currently at RHODEWAY FINANCIAL located in Providence, Rhode Island.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. John has worked at 2 firms and has passed the Series 65, Series 66, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I am a paid independent trustee of the Columbia Funds.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Kevin Connaughton's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2022

Experience

Current

December 2, 2022 - Present

RHODEWAY FINANCIAL

Office #1: 225 Dyer St, Providence, RI 02903

RIA

CRD#: 323707

Providence, RI

Past

May 26, 1995 - May 16, 1996

FORESIDE FUNDS DISTRIBUTORS LLC

CRD#: 31334

PORTLAND, ME

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Rhode Island
(12/2/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/5/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 1/14/2020

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 8/27/2019

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 5/25/1995

Investment Company Products/Variable Contracts Representative Examination

Current Firm

RHODEWAY FINANCIAL

CRD#: 323707 / SEC#:

Rhode Island

Registered Investment Advisory firm - (12/2/2022 Approved)

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Contact information

Main Address

225 Dyer St, Providence, RI 02903

Mailing Address

Phone number

(401) 249-9254

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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John K. Connaughton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Kevin Connaughton's CRS (Customer Relationship Summary).

Certified licenses

Experience

RHODEWAY FINANCIAL

FORESIDE FUNDS DISTRIBUTORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/5/2022

Series 66

Date: 1/14/2020

SIE

Date: 8/27/2019

Series 6

Date: 5/25/1995

Current Firm

RHODEWAY FINANCIAL

Contact information

Documents

Red Flags

Company Information

RHODEWAY FINANCIAL

TRUST BUT VERIFY

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