Mario Pedraza
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mario Pedraza, who also goes by Mario Pedraza Sr, was a registered financial professional .
Mario is a previously registered financial professional and started their career in finance in 1994. Mario had worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 6, 2013 - September 29, 2014
CCF INVESTMENTS, INC.
September 3, 2010 - December 31, 2011
FARMERS FINANCIAL SOLUTIONS, LLC
December 18, 2003 - January 21, 2009
ALLSTATE FINANCIAL SERVICES, LLC
March 27, 2003 - November 7, 2003
INVESTMENT PROFESSIONALS, INC.
March 12, 2001 - December 9, 2002
EDWARD JONES
December 16, 1998 - March 9, 2001
WOODBURY FINANCIAL SERVICES, INC.
January 24, 1996 - February 10, 1999
AMERICAN HEARTLAND INVESTMENTS INC.
May 27, 1994 - November 6, 1995
WADDELL & REED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CCF INVESTMENTS, INC.
CRD#: 136571 / SEC#: , 8-67027
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
