Jon R. Holden

KESTRA ADVISORY SERVICES

BLOOMINGTON, IN 47404

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CRD#: 248356

Professional summary

Jon Robert Holden is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Bloomington, Indiana and KESTRA INVESTMENT SERVICES, LLC located in Bloomington, Indiana.

Jon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1969. Jon has worked at 10 firms and has passed the Series 63, Series 7TO, SIE and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Business Name: Holden Wealth Management Investment Related: Yes Address: 631 N. Walnut St. Bloomington IN 47404 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name Position, Title or Relationship: Owner Start Date: 6/1/2001 Hours per month: 21% - 30% (33 - 48 hours) Hours per month during trading hours: 61% - 70% (85 - 98 hours) Duties: sales and marketingBusiness Name: Holden Rentals, LLC Investment Related: Yes Address: 631 North Walnut Street Apt A and B Bloomington IN 47404 Nature of Business: Real Estate Position, Title or Relationship: Owner Start Date: 1/1/2007 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: General tenant management

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jon Robert Holden's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 21, 2016 - Present

KESTRA ADVISORY SERVICES, LLC

Office #1: 631 N. Walnut, Bloomington, IN 47404

RIA

CRD#: 283330

BLOOMINGTON, IN

Current

February 1, 2002 - Present

KESTRA INVESTMENT SERVICES, LLC

Office #1: 631 N. Walnut, Bloomington, IN 47404

CRD#: 42046

BLOOMINGTON, IN

Past

April 14, 1999 - September 22, 2016

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

BLOOMINGTON, IN

Past

November 19, 1989 - April 14, 1992

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

March 2, 1987 - March 22, 2002

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Past

April 30, 1980 - October 29, 1981

SECURITIES MANAGEMENT & RESEARCH, INC.

CRD#: 759

Past

August 13, 1979 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

January 14, 1977 - July 26, 1989

PROVIDENT MARKETING CORPORATION

CRD#: 7328

Past

September 20, 1971 - January 14, 1977

PLA SECURITIES CORPORATION

CRD#: 666

Past

December 23, 1969 - September 28, 1971

ONEAMERICA SECURITIES, INC.

CRD#: 4173

Past

December 23, 1969 - September 28, 1971

AMERICAN UNITED LIFE INSURANCE COMPANY

CRD#: 1075

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Indiana
(2/1/2002)

IAR

Indiana
(4/21/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 6/17/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/2/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 1

Date: 12/16/1969

Registered Representative Examination

SRO Registrations

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

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Contact information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Mailing Address

Phone number

(844) 553-7872

Established

Firm type

Fiscal year end

# of Employees

1,299

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (WRAP FEE PROGRAM) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (PLAN CLIENTS) (10/21/2025)

Regulatory assets under management

Total Number of Accounts	155,482
AUM (Assets Under Management)	$ 60,174,309,829

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/23/2024	Cover Page	Report
10/20/2023	Cover Page	Report
12/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jon R. Holden

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jon Robert Holden's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

OSAIC WEALTH, INC.

NEW ENGLAND SECURITIES

SECURITIES MANAGEMENT & RESEARCH, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

PROVIDENT MARKETING CORPORATION

PLA SECURITIES CORPORATION

ONEAMERICA SECURITIES, INC.

AMERICAN UNITED LIFE INSURANCE COMPANY

Primary Firm SEC Registration

KESTRA ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/17/1992

Series 7TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 1

Date: 12/16/1969

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KESTRA ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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