Jeffrey P. Sanders
Professional summary
Jeffrey Peter Sanders was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jeffrey is a previously registered financial professional and started their career in finance in 1995. Prior to being barred, Jeffrey had worked at 5 firms, which includes T.L. GROUP INC., NORTHEAST SECURITIES LLC, ROYAL PALM INVESTMENTS LTD., STONEX SECURITIES INC., JOSEPH DILLON & COMPANY INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 27, 1997 - July 31, 1997
T.L. GROUP, INC.
May 6, 1996 - February 19, 1997
NORTHEAST SECURITIES, LLC
April 9, 1996 - May 21, 1996
ROYAL PALM INVESTMENTS, LTD.
February 15, 1996 - October 30, 1996
T.L. GROUP, INC.
May 19, 1995 - March 5, 1996
STONEX SECURITIES INC.
April 18, 1995 - May 18, 1995
JOSEPH DILLON & COMPANY INC.
State Registrations and Notice Filings
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Exams
Current Firm
T.L. GROUP, INC.
CRD#: 22097 / SEC#: , 8-39546
Contact information
Documents
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