Leroy Tanker

LEGACY WEALTH ADVISORS

Tucker, GA 30084

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CRD#: 2483463

Professional summary

Leroy Tanker, CFP® is a registered financial advisor currently at LEGACY WEALTH ADVISORS, LLC located in Tucker, Georgia.

Leroy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Leroy has worked at 8 firms and has passed the Series 65, Series 63, Series 7, Series 9 and Series 10 exams.

Question & Answer

What are your service offerings?

Estate Planning

Elder Care

Business Succession Planning

Comprehensive Financial Planni...

Education Planning

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. INSURANCE-NON VARIABLE - TUCKER, GA. INSURANCE SALES. STARTED 03/18/2011. 1 HOUR WEEKLY, 0 DURING TRADING HOURS. 2. REAL ESTATE AGENT WITH PARK MASON BROKERS; 01/2011; real estate sales; approximately 8 hours per month, 0 DURING TRADING HOURS. 3. ALMOST HEAVEN RESORT AND WEDDINGS, LLC; 11/2018; DIRECTOR, BUSINESS OVERSIGHT; 20 HOURS PER MONTH DURING TRADING 4. Leroy Tanker CPA; 11/2015; CPA Services; approximately 2 hours per month, 0 DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leroy Tanker's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1992

Experience

Current

March 5, 2018 - Present

LEGACY WEALTH ADVISORS, LLC

Office #1: 4426 Hugh Howell Road Suite B507, Tucker, GA 30084

RIA

CRD#: 159646

Tucker, GA

Past

August 21, 2013 - February 11, 2019

BENEDETTI, GUCER & ASSOCIATES

RIA

CRD#: 166911

ATLANTA, GA

Past

March 30, 2012 - August 21, 2013

LEVEL FOUR FINANCIAL, LLC

RIA

CRD#: 25700

TUCKER, GA

Past

February 24, 2012 - August 21, 2013

LEVEL FOUR FINANCIAL, LLC

CRD#: 25700

TUCKER, GA

Past

February 22, 2012 - December 31, 2017

LEGACY WEALTH ADVISORS, LLC

RIA

CRD#: 159646

TUCKER, GA

Past

January 2, 2009 - February 27, 2012

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

TUCKER, GA

Past

November 29, 2005 - January 2, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

TUCKER, GA

Past

November 18, 2005 - February 27, 2012

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

TUCKER, GA

Past

October 27, 2000 - December 15, 2005

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

ATLANTA, GA

Past

October 27, 2000 - December 15, 2005

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

June 7, 1994 - August 8, 1994

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

June 7, 1994 - November 2, 2000

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(3/5/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/13/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/8/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/6/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 2/7/2006

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 1/26/2006

General Securities Sales Supervisor - General Module Examination

Current Firm

LEGACY WEALTH ADVISORS, LLC

LEGACY WEALTH ADVISORS, LLC | TANKER, LEROY

CRD#: 159646 / SEC#:

Georgia

Registered Investment Advisory firm - (3/5/2018 Approved)

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Contact information

Main Address

4426 Hugh Howell Road Suite B507, Tucker, GA 30084

Mailing Address

Phone number

(404) 293-8064

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	29
AUM (Assets Under Management)	$ 2,177,402

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Leroy Tanker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leroy Tanker's CRS (Customer Relationship Summary).

Certified licenses

Experience

BENEDETTI, GUCER & ASSOCIATES

LEVEL FOUR FINANCIAL, LLC

LEVEL FOUR FINANCIAL, LLC

LEGACY WEALTH ADVISORS, LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

PRUDENTIAL EQUITY GROUP, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 6/13/1994

Series 63

Date: 6/8/1994

Series 7

Date: 6/6/1994

Series 9

Date: 2/7/2006

Series 10

Date: 1/26/2006

Current Firm

LEGACY WEALTH ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LEGACY WEALTH ADVISORS, LLC

TRUST BUT VERIFY

Contact information

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