Neil S. Okun

TRIDENT PARTNERS LTD.

Naples, FL 34108

Some features on this profile are disabled

CRD#: 2482935

Professional summary

Neil Seth Okun, who also goes by Neil Okun, is a registered financial professional currently at TRIDENT PARTNERS LTD. located in Naples, Florida.

Neil is registered as a RR (Registered Representative) and started their career in finance in 1994. Neil has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Neil Okun

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Neil Seth Okun's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 10, 2024 - Present

TRIDENT PARTNERS LTD.

Office #1: 999 Vanderbilt Beach Road Suite 203, Naples, FL 34108

CRD#: 41258

Naples, FL

Past

December 5, 2019 - September 13, 2024

MORGAN STANLEY

CRD#: 149777

Boca Raton, FL

Past

July 14, 2014 - December 9, 2019

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

CORAL SPRINGS, FL

Past

May 16, 2014 - December 9, 2019

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

CORAL SPRINGS, FL

Past

September 10, 2009 - May 19, 2014

OPPENHEIMER & CO. INC.

CRD#: 249

JERICHO, NY

Past

June 1, 2009 - September 28, 2009

MORGAN STANLEY

CRD#: 149777

JERICHO, NY

Past

October 14, 2005 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

JERICHO, NY

Past

March 23, 1999 - October 17, 2005

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

May 10, 1995 - March 8, 1999

GRUNTAL & CO., L.L.C.

CRD#: 372

NEW YORK, NY

Past

June 6, 1994 - March 22, 1995

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(10/10/2024)

Connecticut
(10/10/2024)

District of Columbia
(3/28/2025)

Florida
(1/13/2025)

New Jersey
(1/16/2025)

New York
(10/10/2024)

North Carolina
(1/21/2025)

Virginia
(1/16/2025)

Washington
(10/10/2024)

Exams

State Security Law Exam

Series 63

Date: 6/10/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/3/1994

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

TRIDENT PARTNERS LTD.

THE KOENIGSBERG ORGANIZATION | TRIDENT PARTNERS, LTD. | TRIDENT PARTNERS LTD.

CRD#: 41258 / SEC#: , 8-49342

Broker-Dealer Firm Regulated by FINRA (Long Island district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

181 Crossways Park Drive, Woodbury, NY 11797

Mailing Address

181 Crossways Park Drive, Woodbury, NY 11797

Phone number

(516) 681-9100

Established

New York since 05/17/1996

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (50 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
MEKA ASSOCIATES, LLC	DIRECT OWNER
CERINI, MICHELLE C.	CHIEF FINANCIAL OFFICER - FINANCIAL OPERATIONS PRINCIPAL	4752108
FLYNN, EDWARD PATRICK SR	MANAGING DIRECTOR	1914535
SCAVONE, NICHOLAS	CHIEF COMPLIANCE OFFICER	4677020
SCHANTZ, BRIAN FRANCIS	PRESIDENT	1232754

Disclosures

Regulatory Event	5
Arbitration	4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

IAR

Estero, FL

Blake Feldmann

INTEGRATED ADVISORS NETWORK LLC

IAR

Naples, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Neil S. Okun

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Neil Seth Okun's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

OPPENHEIMER & CO. INC.

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

MORGAN STANLEY DW INC.

GRUNTAL & CO., L.L.C.

LEHMAN BROTHERS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 6/10/1994

SIE

Date: 10/1/2018

Series 7

Date: 6/3/1994

FINRA

Current Firm

TRIDENT PARTNERS LTD.

Contact information

FINRA licenses (50 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

TRIDENT PARTNERS LTD.

TRUST BUT VERIFY

Similar Advisors