Michael A. Rue

ETESIAN WEALTH ADVISORS

Bothell, WA

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CRD#: 2482928

Professional summary

Michael Allen Rue, who also goes by Mike Rue, is a registered financial advisor currently at ETESIAN WEALTH ADVISORS, INC. located in Bothell, Washington.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Michael has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mike Rue

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Michael Rue, Independent Insurance Agent, 10925 VALLEY VIEW RD, BOTHELL, WA, 4/01/1990 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 5/MO - 3/TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 30 HR/WK - 30/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 3) EVERGREEN WEALTH MANAGERS, LLC, 10925 VALLEY VIEW, BOTHELL, WA, 1/01/2018, DBA, OWNER, INVREL, 120HRS/WK, 120HRS/TRADING. 4) CHAMBER OF COMMERCE, 10031 Main St Ste A, Bothell WA, 09/2021, BOARD MEMBER AS OF 1/6/22, NIR, 2 HR/MO - 2 HR/MO TRADING 5) MICHAEL RUE / 10923 Valley View Road, Bothell WA / 04/1990 / INSURANCE AGENT / INV REL / 5 HR/MO - 3 HR TRADING

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Allen Rue's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 17, 2024 - Present

ETESIAN WEALTH ADVISORS, INC.

RIA

CRD#: 152127

Bothell, WA

Past

February 25, 2008 - June 27, 2024

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

BOTHELL, WA

Past

February 25, 2008 - June 27, 2024

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

BOTHELL, WA

Past

April 7, 2003 - February 27, 2008

1717 CAPITAL MANAGEMENT COMPANY

RIA

CRD#: 4082

BOTHELL, WA

Past

April 7, 2003 - February 27, 2008

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

BOTHELL, WA

Past

May 3, 2001 - March 26, 2003

1717 CAPITAL MANAGEMENT COMPANY

RIA

CRD#: 4082

SNOHOMISH, WA

Past

November 14, 1996 - March 26, 2003

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

NEWARK, DE

Past

May 17, 1994 - May 19, 1995

ADMINISTRATIVE SYSTEMS, INC.

CRD#: 13812

SEATTLE, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ETESIAN WEALTH ADVISORS, INC.

ETESIAN WEALTH ADVISORS, INC. | ETESIAN WEALTH ADVISORS, LLC

CRD#: 152127 / SEC#: 801-70785

RIA

Registered Investment Advisory firm - (11/18/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(10/29/2024)

IAR

Texas
(10/23/2024)

IAR

Washington
(7/17/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/7/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/13/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/20/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/16/1994

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ETESIAN WEALTH ADVISORS, INC.

ETESIAN WEALTH ADVISORS, INC. | ETESIAN WEALTH ADVISORS, LLC

CRD#: 152127 / SEC#: 801-70785

RIA

Registered Investment Advisory firm - (11/18/2009 Approved)

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Contact information

Main Address

1969 Willamette Falls Drive, #200, West Linn, OR 97068

Mailing Address

Phone number

(503) 387-3615

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ETESIAN WEALTH ADVISORS, INC. FORM ADV PART 2A (5/28/2025)

Regulatory assets under management

Total Number of Accounts	930
AUM (Assets Under Management)	$ 426,823,705

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Michael A. Rue

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Allen Rue's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

1717 CAPITAL MANAGEMENT COMPANY

1717 CAPITAL MANAGEMENT COMPANY

1717 CAPITAL MANAGEMENT COMPANY

1717 CAPITAL MANAGEMENT COMPANY

ADMINISTRATIVE SYSTEMS, INC.

Primary Firm SEC Registration

ETESIAN WEALTH ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/7/2001

Series 63

Date: 5/13/1994

SIE

Date: 10/1/2018

Series 7

Date: 12/20/2000

Series 6

Date: 5/16/1994

Current Firm

ETESIAN WEALTH ADVISORS, INC.

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ETESIAN WEALTH ADVISORS, INC.

TRUST BUT VERIFY

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