Harold D. Leavitt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Harold Darren Leavitt, who also goes by Darren Leavitt, was a registered financial professional .
Harold is a previously registered financial professional and started their career in finance in 1995. Harold had worked at 8 firms and has passed the Series 63, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 6, 2017 - December 31, 2019
VENTANA INVESTMENT ADVISORS, LLC
August 28, 2017 - April 4, 2018
FOUNDATIONS INVESTMENT ADVISORS LLC
December 11, 2015 - June 7, 2017
FOUNDATIONS INVESTMENT ADVISORS LLC
July 29, 2015 - June 7, 2017
TRAJAN WEALTH, L.L.C.
March 31, 2010 - January 6, 2012
WJB CAPITAL GROUP, INC.
February 23, 2009 - October 20, 2014
VENTANA INVESTMENT ADVISORS, LLC
October 23, 2007 - August 18, 2008
INSTINET, LLC
February 11, 1998 - February 11, 2000
VP DISTRIBUTORS LLC
August 25, 1995 - March 25, 1997
BILLINGS EQUITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
VENTANA INVESTMENT ADVISORS, LLC
CRD#: 289246 / SEC#:
Contact information
Red Flags
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