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JA

Joseph L. Arma

ICD SECURITIES
Patchogue, NY 11772
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CRD#: 2482853
JA

Professional summary


Joseph Louis Arma, who also goes by Joe Arma, is a registered financial professional currently at ICD SECURITIES INC. located in Patchogue, New York.

Joseph is registered as a RR (Registered Representative) and started their career in finance in 1994. Joseph has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Joe Arma

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Joseph Louis Arma's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 6, 2006 - Present

ICD SECURITIES INC.

Office #1: 50 Terry Street, Patchogue, NY 11772
BD
CRD#: 134910
Patchogue, NY
Past

February 17, 2004 - January 17, 2006

PFM FUND DISTRIBUTORS, INC.

BD
CRD#: 114474
HARRISBURG, PA
Past

June 20, 1997 - February 18, 2004

RANGEMARK CAPITAL MARKETS, INC.

BD
CRD#: 42025
GREENWICH, CT
Past

October 2, 1996 - June 20, 1997

CX, INC.

BD
CRD#: 19168
Past

May 16, 1994 - January 16, 1996

PIONEER PORTFOLIO CORP.

BD
CRD#: 17817
COPIAGUE, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(4/6/2006)

Exams


State Security Law Exam
IAR
Series 65
Date: 6/6/2001
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


IS
ICD SECURITIES INC.
ICD SECURITIES INC.

CRD#: 134910 / SEC#: , 8-66870

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information


Main Address
7301 Sw 57th Court Suite 400, Miami, FL 33143
Mailing Address
7301 Sw 57th Court Suite 400, Miami, FL 33143
Phone number
(305) 669-5168
Established
Florida since 11/19/2004
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (22 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
ARMA, VINCENT JOSEPHPRESIDENT/ DIRECTOR1531677
GALLELI, RACHEL ANNPART-OWNER4957712
BENGHIAT, RITA MARIASHAREHOLDER6230732
BENGHIAT, TEDCCO/PRINCIPAL/FINOP/REGISTERED REPRESENTATIVE/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER1113384

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ICD SECURITIES INC.

CRD#: 134910Patchogue, NY 11772

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