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JA

Joseph Louis Arma

ICD SECURITIES
Patchogue, NY
·CRD# 2482853·32 years experience

Professional Summary

Joseph Louis Arma, who also goes by Joe Arma, is a registered financial advisor currently at ICD SECURITIES INC. located in Patchogue, New York. Joseph is registered as a RR (Registered Representative) and started their career in finance in 1994. Joseph has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Joe Arma

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

ICD SECURITIES INC.·CRD# 134910
BD
50 Terry Street, Patchogue, NY 11772
April 6, 2006 - Present
PFM FUND DISTRIBUTORS, INC.·CRD# 114474
BD
Harrisburg, PA
February 17, 2004 - January 17, 2006
RANGEMARK CAPITAL MARKETS, INC.·CRD# 42025
BD
Greenwich, CT
June 20, 1997 - February 18, 2004
CX, INC.·CRD# 19168
BD
October 2, 1996 - June 20, 1997
PIONEER PORTFOLIO CORP.·CRD# 17817
BD
Copiague, NY
May 16, 1994 - January 16, 1996

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Current Firm

IS
ICD SECURITIES INC.

ICD SECURITIES INC.

CRD#: 134910 / SEC#: 8-66870
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

7301 Sw 57th Court Suite 400, Miami, FL 33143

Mailing Address

7301 Sw 57th Court Suite 400, Miami, FL 33143

Phone Number

(305) 669-5168

Established

Florida since 11/19/2004

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (22 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ARMA, VINCENT JOSEPHPRESIDENT/ DIRECTOR1531677
GALLELI, RACHEL ANNPART-OWNER4957712
BENGHIAT, RITA MARIASHAREHOLDER6230732
BENGHIAT, TEDCCO/PRINCIPAL/FINOP/REGISTERED REPRESENTATIVE/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER1113384

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New York
(4/6/2006)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jun 2001About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1994About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 1994About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Joseph Louis Arma's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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JA
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