Ian A. Post
FIFTH SET PRIVATE WEALTH MANAGEMENT LLC
Harrison, NY 10528
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CRD#: 2482832
Professional summary
Ian Andrew Post, CFA, CFP® is a registered financial advisor currently at FIFTH SET PRIVATE WEALTH MANAGEMENT LLC located in Harrison, New York.
Ian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Ian has worked at 8 firms and has passed the Series 65, Series 63, Series 87, Series 86, Series 7 and Series 24 exams.
Biography
Ian Post is the founder and principal of Larchmont, New York-based, Fifth Set Investment Advisors LLC, a Fee-Only, SEC registered investment advisory firm. Fifth Set provides investment management and financial planning services to busy Westchester professionals and their families.
Driven by his examination of competing investment management approaches, Ian created Fifth Set to offer clients customized wealth management strategies built on a foundation of evidence-based financial theory.
The goal of Fifth Set Investment Advisors is to create a better wealth management experience for our clients. An experience that promotes greater confidence and reduced stress in our clients’ financial lives.
Question & Answer
What are your service offerings?
Investment Planning
Retirement Income Management
Comprehensive Financial Planni...
Retirement Planning
Education Planning
Do you have an area of expertise or specialization?
Business Owners
College/Education Planning
Generation X
High Net Worth Client Needs
Investment Advice with Ongoing...
Retirement Plan Investment Adv...
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Ian Andrew Post's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2016
Experience
Current
April 7, 2021 - Present
FIFTH SET PRIVATE WEALTH MANAGEMENT LLC
Office #1: 600 Mamaroneck Avenue Suite 400, Harrison, NY 10528RIA
CRD#: 159118
Harrison, NY
Past
November 5, 2003 - April 26, 2006
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
June 20, 2001 - April 3, 2002
CREDIT AGRICOLE SECURITIES (USA) INC.
BD
CRD#: 190
NEW YORK, NY
Past
January 10, 2000 - April 9, 2001
SANDS BROTHERS & CO., LTD.
BD
CRD#: 26816
NEW YORK, NY
Past
April 15, 1999 - July 20, 1999
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
NEW YORK, NY
Past
August 31, 1998 - March 16, 1999
CIBC WORLD MARKETS CORP.
BD
CRD#: 630
NEW YORK, NY
Past
November 3, 1997 - June 18, 1998
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
NEW YORK, NY
Past
September 7, 1995 - July 29, 1996
GRUNTAL & CO., L.L.C.
BD
CRD#: 372
NEW YORK, NY
Past
May 12, 1994 - August 22, 1995
FLEET ENTERPRISES, INC.
BD
CRD#: 17434
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FIFTH SET PRIVATE WEALTH MANAGEMENT LLC
FIFTH SET INVESTMENT ADVISORS LLC | IAN POST INVESTMENT ADVISOR | FIFTH SET PRIVATE WEALTH MANAGEMENT LLC
CRD#: 159118 / SEC#: 801-110682
RIA
Registered Investment Advisory firm - (6/22/2017 Approved)New York
Registered Investment Advisory firm - (6/30/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Jersey(4/13/2021)
IAR
New York(4/7/2021)
IAR
Texas(3/29/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
FIFTH SET PRIVATE WEALTH MANAGEMENT LLC
FIFTH SET INVESTMENT ADVISORS LLC | IAN POST INVESTMENT ADVISOR | FIFTH SET PRIVATE WEALTH MANAGEMENT LLC
CRD#: 159118 / SEC#: 801-110682
RIA
Registered Investment Advisory firm - (6/22/2017 Approved)New York
Registered Investment Advisory firm - (6/30/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Larchmont, NY
Mailing Address
Phone number
(646) 783-9717
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 310 |
| AUM (Assets Under Management) | $ 146,925,238 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
