Louis J. Meyer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Louis Jacob Meyer was a registered financial professional .
Louis is a previously registered financial professional and started their career in finance in 1994. Louis had worked at 6 firms and has passed the Series 63, SIE, Series 86, Series 87, Series 16 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 11, 2019 - June 3, 2020
ENCLAVE CAPITAL LLC
September 16, 2011 - June 15, 2017
OSCAR GRUSS & SON INCORPORATED
November 1, 2006 - January 11, 2011
OSCAR GRUSS & SON INCORPORATED
September 13, 2005 - October 27, 2006
WALL STREET ACCESS
April 28, 2003 - September 7, 2005
OSCAR GRUSS & SON INCORPORATED
April 18, 2002 - November 7, 2002
PRUDENTIAL EQUITY GROUP, LLC
February 8, 2000 - March 15, 2001
ING INVESTMENT MANAGEMENT SERVICES LLC
July 11, 1994 - February 8, 2000
ABN AMRO SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ENCLAVE CAPITAL LLC
CRD#: 22732 / SEC#: , 8-39592
Contact information
FINRA licenses (18 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
