Matthew T. Ellis
Professional summary
Matthew Todd Ellis is a registered financial professional currently at LOOP CAPITAL MARKETS LLC located in Chicago, Illinois.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 1994. Matthew has worked at 8 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew Todd Ellis's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 2, 2021 - Present
LOOP CAPITAL MARKETS LLC
Office #1: 425 S. Financial Place Ste 2700, Chicago, IL 60605November 30, 2017 - December 3, 2020
B. RILEY SECURITIES, INC.
December 5, 2013 - November 30, 2017
B. RILEY & CO., LLC
July 26, 2011 - March 28, 2013
GFI SECURITIES LLC
July 29, 2008 - April 18, 2011
UBS SECURITIES LLC
June 19, 2007 - July 30, 2008
J.P. MORGAN SECURITIES INC.
July 25, 2000 - March 8, 2007
BANC OF AMERICA SECURITIES LLC
June 30, 1994 - November 19, 1998
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/2/2021)
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(3/2/2021)
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(3/2/2021)
Exams
Series 57TO
Date: 12/14/2023
Securities Trader ExamSeries 55
Date: 3/8/2008
Limited Representative-Equity Trader ExamFINRA
Current Firm
LOOP CAPITAL MARKETS LLC
CRD#: 43098 / SEC#: , 8-50140
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 8 |
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