Hugo P. Zuluaga
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hugo Pastor Zuluaga, who also goes by Hugo Pastor, was a registered financial professional .
Hugo is a previously registered financial professional and started their career in finance in 1995. Hugo had worked at 13 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 18, 2008 - December 31, 2008
J.P. TURNER & COMPANY, L.L.C.
October 15, 2007 - November 19, 2007
CHASE INVESTMENT SERVICES CORP.
July 21, 2006 - July 19, 2007
BROOKSTREET SECURITIES CORPORATION
September 3, 2002 - September 29, 2004
SAXONY SECURITIES, INC.
June 19, 2001 - August 29, 2002
DONALD & CO. SECURITIES INC.
April 10, 2001 - July 30, 2001
DPEC CAPITAL, INC.
September 25, 1998 - April 16, 2001
DONALD & CO. SECURITIES INC.
August 14, 1998 - September 17, 1998
FAB SECURITIES OF AMERICA, INC.
October 8, 1997 - June 5, 1998
J.P. TURNER & COMPANY, L.L.C.
July 22, 1997 - August 11, 1997
MAY, DAVIS GROUP INC.
January 7, 1997 - July 8, 1997
MAIDSTONE FINANCIAL, INC.
December 4, 1996 - January 6, 1997
LLOYD WADE SECURITIES INC.
February 23, 1996 - November 27, 1996
EURO-ATLANTIC SECURITIES INC.
September 19, 1995 - March 20, 1996
MONITOR INVESTMENT GROUP, INC.
August 14, 1995 - August 25, 1995
ATLANTIC GENERAL FINANCIAL CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.P. TURNER & COMPANY, L.L.C.
CRD#: 43177 / SEC#: , 8-50156
Contact information
Documents
Disclosures
| Regulatory Event | 30 |
| Arbitration | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
