Steven D. Perritt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven David Perritt, CFP®, who also goes by Steve David Perritt, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1994. Steven had worked at 6 firms and has passed the Series 66, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2004
Experience
September 6, 2011 - November 21, 2013
CLEARY GULL INC.
September 6, 2011 - November 21, 2013
JOHNSON WEALTH INC.
September 6, 2011 - November 21, 2013
CLEARY GULL INC.
March 4, 2008 - August 10, 2011
ROBERT W. BAIRD & CO. INCORPORATED
October 14, 2004 - August 10, 2011
ROBERT W. BAIRD & CO. INCORPORATED
February 20, 2001 - October 1, 2004
WILLIAM BLAIR
August 16, 1996 - December 3, 1997
NORTHERN TRUST SECURITIES, INC.
November 1, 1994 - October 7, 1995
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CLEARY GULL INC.
CRD#: 45309 / SEC#: 801-55574, 8-51037
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CGIB, INC. | DIRECT OWNER | |
| BREMMER, PATRICK JAMES | MANAGING DIRECTOR | 5743353 |
| CHIMENTI, RYAN CHRISTOPHER | MANAGING DIRECTOR | 5709935 |
| GORLINSKI, GREGORY THOMAS | MANAGING DIRECTOR | 2068899 |
| KINZER, CAROL ANN | FINANCIAL AND OPERATIONS PRINCIPAL | 4519471 |
| MILLER, RONALD DAVID | PRESIDENT (5/2016) AND MANAGING DIRECTOR | 1172700 |
| OLSTA, RYAN A | MANAGING DIRECTOR | 4197266 |
| PETERSON, JOHN REUBEN | MANAGING DIRECTOR, SECRETARY | 2835168 |
| WAWRZYNIAKOWSKI, JAMES FRANCIS JR | CHIEF ADMINISTRATIVE OFFICER, CHIEF COMPLIANCE OFFICER AND ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | 4061554 |
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
