Daniel H. Stern

RESERVOIR OPERATIONS, L.P.

NEW YORK, NY 10019

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CRD#: 2482544

Professional summary

Daniel Hennelly Stern, who also goes by Daniel H Stern, is a registered financial advisor currently at RESERVOIR OPERATIONS, L.P. located in New York, New York.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Daniel has worked at 1 firm and has passed the Series 3 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Daniel H Stern

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Hennelly Stern's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 15, 2012 - Present

RESERVOIR OPERATIONS, L.P.

Office #1: 712 5th Ave Ste 22c, New York, NY 10019

RIA

CRD#: 156800

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RESERVOIR OPERATIONS, L.P.

RESERVOIR OPERATIONS, L.P. | RESERVOIR WEALTH MANAGEMENT, LP (RELYING ADVISER) | RESERVOIR STRATEGIC PARTNERS FUND MANAGEMENT, LP (RELYING ADVISER)

CRD#: 156800 / SEC#: 801-73316

RIA

Registered Investment Advisory firm - (3/14/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(3/15/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 3

Date: 2/27/2015

National Commodity Futures Examination

Current Firm

RESERVOIR OPERATIONS, L.P.

RESERVOIR OPERATIONS, L.P. | RESERVOIR WEALTH MANAGEMENT, LP (RELYING ADVISER) | RESERVOIR STRATEGIC PARTNERS FUND MANAGEMENT, LP (RELYING ADVISER)

CRD#: 156800 / SEC#: 801-73316

RIA

Registered Investment Advisory firm - (3/14/2012 Approved)

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Contact information

Main Address

712 5th Ave Ste 22c, New York, NY 10019

Mailing Address

Phone number

(212) 610-9000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

RESERVOIR OPERATIONS, L.P. PART 2A BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	5
AUM (Assets Under Management)	$ 436,805,575

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Daniel H. Stern

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Hennelly Stern's CRS (Customer Relationship Summary).

Certified licenses

Experience

RESERVOIR OPERATIONS, L.P.

Primary Firm SEC Registration

RESERVOIR OPERATIONS, L.P.

State Registrations and Notice Filings

Exams

Series 3

Date: 2/27/2015

Current Firm

RESERVOIR OPERATIONS, L.P.

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RESERVOIR OPERATIONS, L.P.

TRUST BUT VERIFY

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