Ronald L. Miller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Lewis Miller JR, who also goes by Ronald Lewis Miller, was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1995. Ronald had worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 31, 2014 - May 4, 2015
WILLOW COVE INVESTMENT GROUP, INC.
February 17, 2010 - December 31, 2011
CKS SECURITIES LLC
January 14, 2010 - February 8, 2010
ASPEN EQUITY PARTNERS, LLC
May 13, 2009 - August 7, 2009
MILLER CAPITAL MARKETS, LLC
September 17, 2007 - May 29, 2009
LINK SECURITIES LLC
March 28, 2007 - October 13, 2007
ACN SECURITIES INC.
May 9, 2001 - August 19, 2005
THE SEIDLER COMPANIES INCORPORATED
November 3, 1998 - March 30, 2001
WELLS FARGO SECURITIES, LLC
January 2, 1998 - August 11, 1998
IMPERIAL CAPITAL, LLC
January 27, 1995 - December 31, 1997
DABNEY/RESNICK/IMPERIAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WILLOW COVE INVESTMENT GROUP, INC.
CRD#: 107824 / SEC#: , 8-53062
Contact information
FINRA licenses (12 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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