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Patricia Rohloff

Some features on this profile are disabled
CRD#: 2482471
PR

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Patricia Rohloff, who also goes by Patricia S Palmer Rohlo, Patricia Sarah Rohloff, Patricia S Rohloff, was a registered financial professional .

Patricia is a previously registered financial professional and started their career in finance in 1998. Patricia had worked at 6 firms and has passed the Series 63, Series 65, Series 7TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Patricia S Palmer Rohlo | Patricia Sarah Rohloff | Patricia S Rohloff

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

November 29, 2021 - September 29, 2022

BELLWETHER WEALTH

RIA
CRD#: 300012
LINCOLN, NE
Past

October 20, 2020 - November 26, 2021

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
Omaha, NE
Past

October 14, 2020 - November 26, 2021

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
OMAHA, NE
Past

August 20, 2018 - January 3, 2019

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
OMAHA, NE
Past

June 26, 2018 - January 3, 2019

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
OMAHA, NE
Past

February 11, 2000 - March 30, 2018

BRIDGES INVESTMENT MANAGEMENT INC

RIA
CRD#: 108028
OMAHA, NE
Past

February 9, 1998 - August 30, 2017

BRIDGES INVESTMENT COUNSEL INC

RIA
CRD#: 105692
OMAHA, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BELLWETHER WEALTH
BELLWETHER ADVISORS, LLC | BELLWETHER WEALTH

CRD#: 300012 / SEC#: 801-114600

RIA
Registered Investment Advisory firm - (1/28/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 9/17/2018
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 1/6/1998
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/27/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/20/2018
General Securities Representative Examination

Current Firm

BW
BELLWETHER WEALTH
BELLWETHER ADVISORS, LLC | BELLWETHER WEALTH

CRD#: 300012 / SEC#: 801-114600

RIA
Registered Investment Advisory firm - (1/28/2019 Approved)
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Contact information

Main Address
140 North 8th Street Suite 210, Lincoln, NE 68058
Mailing Address
Phone number
(402) 476-8844
Established
Firm type
Fiscal year end
# of Employees
10

SEC notice filing (19 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

2025 ANNUAL AMENDMENT BROCHURE (5/8/2025)

Regulatory assets under management

Total Number of Accounts1,266
AUM (Assets Under Management)$ 684,973,502

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BELLWETHER WEALTH

CRD#: 300012

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