JW
James B. Watts
WEALTHCARE ASSET MANAGEMENT
Springfield, MO 65804
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CRD#: 2482375
JW
Professional summary
James Barry Watts, who also goes by J Barry Watts, is a registered financial advisor currently at WEALTHCARE ASSET MANAGEMENT, LLC located in Springfield, Missouri.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. James has worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 28 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
J Barry Watts
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
American Tax Strategies, LLC dba SavingYouTaxes.com Investment Related 2847 S. Ingram Mill, Suite B100, Springfield, MO 65804 Insurance Agency Insurance Agent 11/5/2016 10 10 Administrative management of agency D/B/A Wattswood Farms Non-Investment Related 1161 State Highway B, Rogersville, MO 65742 A livestock farm Owner 1/1/2004 10 0 Feeding livestock and mending fences Ingram Mill Investments Investment related 1161 State Highway B, Rogersville, MO 65742 Ownership of a commercial building Owner 9/15/2005 0 0 Ownership of the LLC which owns an office building Property Partners, LLC Investment Related 2847 S. Ingram Mill, Suite B103, Springfield, MO 65804 Rental real estate WealthCare Corporation Not investment related Springfield, MO Business Exit Planning and Legacy Planning Owner Started 01/2022 Approximately 20% of time
CRS (Client Relationship Summary) - RIA
Click below to view James Barry Watts's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 7, 2017 - Present
WEALTHCARE ASSET MANAGEMENT, LLC
Office #1: 2847 S. Ingram Mill Road Suite B102, Springfield, MO 65804RIA
CRD#: 170382
Springfield, MO
Past
March 29, 2017 - April 3, 2017
REGAL INVESTMENT ADVISORS LLC
RIA
CRD#: 125004
Springfield, MO
Past
July 7, 2014 - March 27, 2017
WEALTHCARE ASSET MANAGEMENT, LLC
RIA
CRD#: 170382
SPRINGFIELD, MO
Past
April 10, 2007 - October 19, 2010
INVESTMENT CONSULTING GROUP, INC.
BD
CRD#: 142390
SPRINGFIELD, MO
Past
October 12, 1999 - December 31, 2007
INVESTMENT CONSULTING GROUP, L.L.C.
RIA
CRD#: 119094
SPRINGFIELD, MO
Past
January 14, 1999 - April 19, 2007
RAYMOND JAMES FINANCIAL SERVICES, INC.
RIA
CRD#: 6694
SPRINGFIELD, MO
Past
October 26, 1998 - April 19, 2007
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
SPRINGFIELD, MO
Past
January 10, 1997 - October 27, 1998
ROBERT THOMAS SECURITIES, INC
BD
CRD#: 10147
ST. PETERSBURG, FL
Past
May 25, 1994 - January 4, 1997
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WA
WEALTHCARE ASSET MANAGEMENT, LLC
JAMES WATTS, AMERICAN TAX STRATEGIES, LLC INSURANCE AGENCY | WEALTHCARE, LLC | WEALTHCARE TAX ADVISORS, LLC | WEALTHCARE ASSET MANAGEMENT, LLC | SAVINGYOUTAXES.COM
CRD#: 170382 / SEC#: 801-129104
RIA
Registered Investment Advisory firm - (11/27/2023 Approved)California
Registered Investment Advisory firm - (12/28/2023 Terminated)Missouri
Registered Investment Advisory firm - (11/28/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Missouri(7/7/2017)
IAR
Texas(2/1/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 28
Date: 1/24/2007
Introducing Broker/Dealer Financial Operations Principal ExaminationPrincipal/Supervisory Exam
Current Firm
WA
WEALTHCARE ASSET MANAGEMENT, LLC
JAMES WATTS, AMERICAN TAX STRATEGIES, LLC INSURANCE AGENCY | WEALTHCARE, LLC | WEALTHCARE TAX ADVISORS, LLC | WEALTHCARE ASSET MANAGEMENT, LLC | SAVINGYOUTAXES.COM
CRD#: 170382 / SEC#: 801-129104
RIA
Registered Investment Advisory firm - (11/27/2023 Approved)California
Registered Investment Advisory firm - (12/28/2023 Terminated)Missouri
Registered Investment Advisory firm - (11/28/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2847 S. Ingram Mill Road Suite B102, Springfield, MO 65804
Mailing Address
Phone number
(417) 865-0936
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 832 |
| AUM (Assets Under Management) | $ 161,175,824 |
Red Flags
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Company Information
WEALTHCARE ASSET MANAGEMENT, LLC
CRD#: 170382Springfield, MO 65804TRUST BUT VERIFY
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