David F. Hokanson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Faubion Hokanson SR, who also goes by Dave Hokanson Sr, David Faubion Hokanson, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1971. David had worked at 6 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 4, 2003 - March 27, 2024
CREATIVE PLANNING
January 2, 2002 - December 3, 2007
FAMILY WEALTH COUNSELORS LLC
October 1, 1996 - August 18, 2000
OSAIC FA, INC.
June 7, 1994 - October 1, 1996
UNUM SALES CORPORATION
July 15, 1983 - May 13, 1997
THE PAUL REVERE VARIABLE ANNUITY INSURANCE COMPANY
August 4, 1971 - December 31, 2006
NEW ENGLAND SECURITIES
Primary Firm SEC Registration
CREATIVE PLANNING
CRD#: 105348 / SEC#: 801-18564
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/30/1971
Registered Representative ExaminationCurrent Firm
CREATIVE PLANNING
CRD#: 105348 / SEC#: 801-18564
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 269,686 |
| AUM (Assets Under Management) | $ 217,399,324,981 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/27/2025 | ||
| 09/19/2024 | ||
| 01/03/2024 | ||
| 01/18/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
