Craig S. Miller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Craig Steven Miller was a registered financial professional .
Craig is a previously registered financial professional and started their career in finance in 1994. Craig had worked at 7 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 15, 2018 - December 31, 2018
SBK CAPITAL MANAGEMENT LLC
August 30, 2007 - February 20, 2018
EDWARD JONES
July 26, 2007 - February 20, 2018
EDWARD JONES
June 5, 2001 - September 4, 2001
EMERGENT FINANCIAL GROUP, INC.
January 28, 1999 - June 7, 2001
MORGAN STANLEY DW INC.
January 12, 1998 - December 11, 1998
BANC OF AMERICA INVESTMENT SERVICES, INC.
June 5, 1996 - November 28, 1997
GEARY SECURITIES, INC.
July 26, 1995 - May 24, 1996
INVEST FINANCIAL CORPORATION
June 13, 1994 - July 17, 1995
EDWARD JONES
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SBK CAPITAL MANAGEMENT LLC
CRD#: 291607 / SEC#:
Contact information
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
