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Rushan Samarasinghe

CRD# 2482293·Registered 1994 - 2018
Previously Registered: Being a previously registered professional could mean that Rushan is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Rushan Samarasinghe, who also goes by Ayendra Rushan Samarasinghe, Rushan Ayendra Samarasinghe, was a registered financial advisor. Rushan was a previously registered financial professional and started their career in finance 1994 - 2018. Rushan had worked at 4 firms and has passed the Series 63, SIE, Series 56, Series 55 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ayendra Rushan Samarasinghe, Rushan Ayendra Samarasinghe

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years in the financial services industry

Current & Past Employments

AVATAR SECURITIES, LLC·CRD# 147763
BD
New York, NY
February 18, 2016 - November 30, 2018
AVATAR SECURITIES, LLC·CRD# 147763
BD
New York, NY
April 6, 2012 - October 9, 2014
SOUTHRIDGE INVESTMENT GROUP LLC·CRD# 45531
BD
Ridgefield, CT
May 8, 2006 - September 21, 2007
LIGHTSPEED PROFESSIONAL TRADING LLC·CRD# 39293
BD
New York, NY
March 17, 2003 - April 4, 2006
MONTANO SECURITIES CORPORATION·CRD# 7887
BD
August 1, 1994 - January 19, 1995

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Current Firm

AS
AVATAR SECURITIES, LLC

AVATAR SECURITIES, LLC

CRD#: 147763 / SEC#: 8-67932
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

148 Madison Ave 5th Floor, New York, NY 10016

Mailing Address

148 Madison Ave 5th Floor, New York, NY 10016

Phone Number

(212) 217-2800

Established

Delaware since 05/14/2008

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
AVATAR TRADING GROUP, LLCHOLDING CO.—
DEETER, MISHA BODHIMEMBER5132163
BROWSKI, ANDREW CHARLESCHIEF COMPLIANCE OFFICER/PRINCIPAL OPERATIONS OFFICER5778834
HOLLAND, RAYMOND FCO-MANAGING MEMBER5509397
KATHWARI, OMAR FAROOQCO-MANAGING MEMBER5509343
SLOAN NOWAK, JACQUELINE LEEFINOP/PRINCIPAL FINANCIAL OFFICER2717305

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2005About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 56 — Proprietary Trader Qualification Examination

Passed Apr 2012

Series 55 — Limited Representative-Equity Trader Exam

Passed Aug 2004

Series 7 — General Securities Representative Examination

Passed Mar 2003About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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