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Michael Alcide Poutre Ii

CRD# 2482252·Registered 1994 - 2009
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Alcide Poutre II, who also goes by Michael A Poutre II, Michael A Ii Poutre, Michael Alcid Poutre Ii, Michael A Purtre Ii, was a registered financial advisor. Michael was a previously registered financial advisor and started their career in finance 1994 - 2009. Michael had worked at 13 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 4 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Michael A Poutre Ii, Michael A Ii Poutre, Michael Alcid Poutre Ii, Michael A Purtre Ii

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

BROOKSTONE SECURITIES, INC.·CRD# 13366
BD
Tarzana, CA
April 1, 2009 - April 15, 2009
MAXXTRADE, INC.·CRD# 106471
BD
Lexington, KY
September 27, 2006 - March 17, 2009
GUNNALLEN FINANCIAL, INC·CRD# 17609
RIA
Beverly Hills, CA
February 18, 2005 - June 23, 2006
GUNNALLEN FINANCIAL, INC·CRD# 17609
BD
Beverly Hills, CA
February 18, 2005 - June 23, 2006
J.P. TURNER & COMPANY, L.L.C.·CRD# 43177
BD
Atlanta, GA
September 28, 2004 - March 4, 2005
SAXONY SECURITIES, INC.·CRD# 115547
BD
St. Louis, MO
August 31, 2004 - September 28, 2004
FIRST MONTAUK SECURITIES CORP.·CRD# 13755
RIA
Beverly Hills, CA
February 26, 2004 - September 8, 2004
FIRST MONTAUK SECURITIES CORP.·CRD# 13755
BD
Red Bank, NJ
October 22, 2001 - September 8, 2004
WELLS FARGO INVESTMENTS, LLC·CRD# 10582
BD
San Francisco, CA
July 11, 2001 - November 2, 2001
WELLS FARGO SECURITIES, LLC·CRD# 7665
BD
San Francisco, CA
September 29, 1999 - July 11, 2001
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
January 2, 1998 - June 30, 1999
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
November 16, 1995 - January 26, 1998
FIMCO SECURITIES GROUP, INC.·CRD# 30343
BD
Port Washington, WI
June 26, 1995 - November 8, 1995
GREAT WESTERN FINANCIAL SECURITIES CORPORATION·CRD# 14229
BD
Northridge, CA
September 10, 1994 - June 6, 1995
PRUCO SECURITIES, LLC.·CRD# 5685
BD
Newark, NJ
July 6, 1994 - September 13, 1994

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Current Firm

BS
BROOKSTONE SECURITIES, INC.

BROOKSTONE INVESTMENT ADVISORY SERVICES | RISE, INC. | RESOURCE-REALTY INVESTMENT SECURITIES ENTERPRISES, INC. | BROOKSTONE SECURITIES, INC.

CRD#: 13366 / SEC#: 801-67061, 8-29116
BD
Terminated by SEC on 08/19/2012

Contact Information

Established

Florida since 07/14/2005

Firm Type

Corporation

Fiscal Year End

December

Documents

Latest Form ADV

Part 2 Brochures

ADV PART 2 APRIL 25, 2012 (4/27/2012)

Direct owners and executive officers

NamePositionCRD#
BROOKSTONE CAPITAL MANAGEMENT, LLC.PARENT COMPANY—
LOCY, DAVID WILLIAMDIRECT OWNER/FINOP CHIEF COMPLIANCE OFFICER4682865

Disclosures

Regulatory Event

10

Arbitration

6

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Feb 1996About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1994About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jan 1996About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jul 1994About the Series 6 exam

Series 4 — Registered Options Principal Examination

Passed Mar 2004About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Mar 2002About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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