Michael A. Poutre
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Alcide Poutre II, who also goes by Michael A Poutre II, Michael A Ii Poutre, Michael Alcid Poutre Ii, Michael A Purtre Ii, was a registered financial advisor .
Michael is a previously registered financial advisor and started their career in finance in 1994. Michael had worked at 13 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 2009 - April 15, 2009
BROOKSTONE SECURITIES, INC.
September 27, 2006 - March 17, 2009
MAXXTRADE, INC.
February 18, 2005 - June 23, 2006
GUNNALLEN FINANCIAL, INC
February 18, 2005 - June 23, 2006
GUNNALLEN FINANCIAL, INC
September 28, 2004 - March 4, 2005
J.P. TURNER & COMPANY, L.L.C.
August 31, 2004 - September 28, 2004
SAXONY SECURITIES, INC.
February 26, 2004 - September 8, 2004
FIRST MONTAUK SECURITIES CORP.
October 22, 2001 - September 8, 2004
FIRST MONTAUK SECURITIES CORP.
July 11, 2001 - November 2, 2001
WELLS FARGO INVESTMENTS, LLC
September 29, 1999 - July 11, 2001
WELLS FARGO SECURITIES, LLC
January 2, 1998 - June 30, 1999
UBS FINANCIAL SERVICES INC.
November 16, 1995 - January 26, 1998
CITIGROUP GLOBAL MARKETS INC.
June 26, 1995 - November 8, 1995
FIMCO SECURITIES GROUP, INC.
September 10, 1994 - June 6, 1995
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
July 6, 1994 - September 13, 1994
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BROOKSTONE SECURITIES, INC.
CRD#: 13366 / SEC#: 801-67061, 8-29116
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BROOKSTONE CAPITAL MANAGEMENT, LLC. | PARENT COMPANY | |
| LOCY, DAVID WILLIAM | DIRECT OWNER/FINOP CHIEF COMPLIANCE OFFICER | 4682865 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
