Allen Andrescu
Professional summary
Allen Andrescu was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Allen is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, Allen had worked at 7 firms, which includes LLOYD WADE SECURITIES INC., SUNPOINT SECURITIES INC., FIRST MONTAUK SECURITIES CORP., L.B. SAKS INC., FIRST CAMBRIDGE SECURITIES CORPORATION, A.S. GOLDMEN & CO. INC., GRUNTAL & CO. L.L.C..
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Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 25, 1997 - July 22, 1998
LLOYD WADE SECURITIES INC.
September 2, 1997 - November 13, 1997
SUNPOINT SECURITIES, INC.
May 15, 1997 - August 26, 1997
FIRST MONTAUK SECURITIES CORP.
February 12, 1997 - July 23, 1997
L.B. SAKS, INC.
March 22, 1995 - November 25, 1996
FIRST CAMBRIDGE SECURITIES CORPORATION
September 13, 1994 - April 11, 1995
A.S. GOLDMEN & CO., INC.
August 3, 1994 - September 15, 1994
GRUNTAL & CO., L.L.C.
State Registrations and Notice Filings
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Exams
Current Firm
LLOYD WADE SECURITIES INC.
CRD#: 39653 / SEC#: , 8-48781
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 9 |
| Arbitration | 6 |
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