Scott I. Friedman

STIRLINGSHIRE INVESTMENTS

New York City, NY 10018

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CRD#: 2482209

Professional summary

Scott Isaac Friedman is a registered financial professional currently at STIRLINGSHIRE INVESTMENTS located in New York City, New York.

Scott is registered as a RR (Registered Representative) and started their career in finance in 1994. Scott has worked at 13 firms and has passed the Series 65, Series 63, Series 99TO, Series 62, Series 7TO, SIE, Series 3, Series 7, Series 14, Series 27, Series 24 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Scott Isaac Friedman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 18, 2025 - Present

STIRLINGSHIRE INVESTMENTS

Office #1: 15 W 38th St Suite 704, New York City, NY 10018

CRD#: 310576

New York City, NY

Past

October 13, 2017 - February 16, 2021

ROBINHOOD SECURITIES, LLC

CRD#: 287900

LAKE MARY, FL

Past

October 14, 2013 - February 16, 2021

ROBINHOOD FINANCIAL, LLC

CRD#: 165998

MENLO PARK, CA

Past

November 22, 2010 - November 13, 2012

NEW ENGLAND SECURITIES

RIA

CRD#: 615

NORTHBROOK, IL

Past

November 22, 2010 - November 13, 2012

NEW ENGLAND SECURITIES

CRD#: 615

NORTHBROOK, IL

Past

March 1, 2010 - October 12, 2010

SCOTTSDALE CAPITAL ADVISORS CORP

CRD#: 118786

SCOTTSDALE, AZ

Past

October 7, 2008 - September 11, 2009

QUEST CAPITAL STRATEGIES, INC.

CRD#: 16783

LAGUNA HILLS, CA

Past

January 24, 2006 - October 31, 2006

SANDERS MORRIS LLC

CRD#: 20580

CHICAGO, IL

Past

November 2, 1999 - July 15, 2004

LIGHTSPEED PROFESSIONAL TRADING LLC

CRD#: 39293

NEW YORK, NY

Past

June 28, 1999 - October 26, 1999

BLS SECURITIES, LLC

CRD#: 44785

BEVERLY HILLS, CA

Past

October 6, 1997 - November 1, 1999

LANDMARK SECURITIES CORPORATION

CRD#: 39506

HOUSTON, TX

Past

February 16, 1995 - October 31, 1996

SECURITIES AMERICA, INC.

CRD#: 10205

LAVISTA, NE

Past

January 4, 1995 - January 26, 1995

DICKINSON & CO.

CRD#: 689

DES MOINES, IA

Past

October 27, 1994 - January 15, 1995

MONTANO SECURITIES CORPORATION

CRD#: 7887

ORANGE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(8/19/2025)

Exams

State Security Law Exam

IAR

Series 65

Date: 1/8/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/6/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 8/18/2025

Operations Professional Examination

General Industry/Product Exam

Series 62

Date: 1/2/2023

Corporate Securities Limited Representative Examination

General Industry/Product Exam

Series 7TO

Date: 12/22/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 8/29/2001

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 10/26/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 27

Date: 12/22/2022

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 12/22/2022

General Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 12/22/2022

Registered Options Principal Examination

SRO Registrations

FINRA

Current Firm

STIRLINGSHIRE INVESTMENTS

STIRLINGSHIRE BD LLC | STIRLINGSHIRE INVESTMENTS

CRD#: 310576 / SEC#: , 8-70616

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

15 W 38th St Suite 704, New York City, NY 10018

Mailing Address

15 W 38th St Suite 704, New York City, NY 10018

Phone number

(877) 600-7026

Established

Delaware since 08/14/2020

Firm type

Limited Liability Company

Fiscal year end

June

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
STIRLINGSHIRE INVESTMENTS, INC.	100% OWNER
LONDON, MARA	CHIEF COMPLIANCE OFFICER	1299148
SAKOL, DANIEL SCOTT	FINOP	2813237
WOODS, STEVEN MACKIE	CEO	5715598

Red Flags

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Firm Stability Insights

Scott I. Friedman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Scott Isaac Friedman's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROBINHOOD SECURITIES, LLC

ROBINHOOD FINANCIAL, LLC

NEW ENGLAND SECURITIES

NEW ENGLAND SECURITIES

SCOTTSDALE CAPITAL ADVISORS CORP

QUEST CAPITAL STRATEGIES, INC.

SANDERS MORRIS LLC

LIGHTSPEED PROFESSIONAL TRADING LLC

BLS SECURITIES, LLC

LANDMARK SECURITIES CORPORATION

SECURITIES AMERICA, INC.

DICKINSON & CO.

MONTANO SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 1/8/2009

Series 63

Date: 5/6/1994

Series 99TO

Date: 8/18/2025

Series 62

Date: 1/2/2023

Series 7TO

Date: 12/22/2022

SIE

Date: 10/1/2018

Series 3

Date: 8/29/2001

Series 7

Date: 10/26/1994

Series 14

Date: 1/2/2023

Series 27

Date: 12/22/2022

Series 24

Date: 12/22/2022

Series 4

Date: 12/22/2022

FINRA

Current Firm

STIRLINGSHIRE INVESTMENTS

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

STIRLINGSHIRE INVESTMENTS

TRUST BUT VERIFY

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