Richard B. Karlen
Professional summary
Richard Bruce Karlen, ChFC®, CLU® is a registered financial advisor currently at MILLENIUM FINANCIAL SERVICES located in Peabody, Massachusetts.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Richard has worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Richard Bruce Karlen's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 18, 1998 - Present
MILLENIUM FINANCIAL SERVICES
Office #1: 182 Newbury Street, Peabody, MA 01960January 2, 2004 - September 30, 2005
ESSEX SECURITIES LLC
April 17, 1998 - September 30, 2005
GLOBAL INVESTMENT ADVISORS, LLC
January 2, 1998 - December 31, 2003
SECURITIES SERVICE NETWORK, LLC
June 21, 1996 - January 7, 1998
VISION SECURITIES INC.
August 30, 1994 - July 1, 1996
SAPERSTON FINANCIAL INC.
May 3, 1994 - September 2, 1994
SISUNG SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/18/1998)
Exams
Current Firm
MILLENIUM FINANCIAL SERVICES
CRD#: 120210 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 165 |
| AUM (Assets Under Management) | $ 18,835,958 |
Red Flags
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Company Information
MILLENIUM FINANCIAL SERVICES
CRD#: 120210Peabody, MA 01960TRUST BUT VERIFY
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