CP
Christopher J. Pavek
VANTAGE POINT WEALTH MANAGEMENT
Edina, MN 55435
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CRD#: 2482160
CP
Professional summary
Christopher J. Pavek, who also goes by Chris Jay Pavek, Chris J Pavek, is a registered financial advisor currently at VANTAGE POINT WEALTH MANAGEMENT located in Edina, Minnesota and LPL FINANCIAL LLC located in Edina, Minnesota.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Christopher has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Chris Jay Pavek | Chris J Pavek
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) VPWM Advisors LLC; Yes; Edina, MN; RIA; Investment Advisor Representative; 08/2019; 160/ HRS MO; 160/ HRS MO; Investment advice, asset management, financial planning (2) LPL Financial LLC; Yes; Fort Mill, SC; Broker-Dealer; Registered Representative; 01/2018; 10/ HRS MO; 10/ HRS MO; Financial recommendations and client transactions in securities markets. (3) Christopher Pavek, Sole Proprietor; Yes; Edina, MN; Insurance Agent; 09/1994; 10/ HRS MO; 10/ HRS MO; Insurance product sales (4) Christopher Pavek d/b/a/ BBreaks; Sole Proprietor; No; Egan, MN; Owner/manager; 12/2023; 1 HR/MO / 0 HRS MO; Sports cards promotion and sales.
CRS (Client Relationship Summary) - RIA
Click below to view Christopher J. Pavek's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 28, 2019 - Present
VANTAGE POINT WEALTH MANAGEMENT
Office #1: 7101 York Ave S #350, Edina, MN 55435RIA
CRD#: 167886
Edina, MN
Current
January 19, 2018 - Present
LPL FINANCIAL LLC
Office #1: 7101 York Ave S Ste 350, Edina, MN 55435-4408RIA
BD
CRD#: 6413
Edina, MN
Past
January 19, 2018 - October 6, 2020
LPL FINANCIAL LLC
RIA
CRD#: 6413
EDINA, MN
Past
December 20, 2013 - January 24, 2018
FELTL ADVISORS
RIA
CRD#: 165244
Inver Grove Heights, MN
Past
October 1, 2004 - January 24, 2018
FELTL & COMPANY
BD
CRD#: 6905
INVER GROVE HEIGHTS, MN
Past
June 3, 1994 - October 14, 2004
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
April 25, 1994 - May 23, 1994
MATHEWS, HOLMQUIST & ASSOCIATES, INC.
BD
CRD#: 22171
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VP
VANTAGE POINT WEALTH MANAGEMENT
FLEISCHER AND JOHNSON WEALTH MANAGEMENT | VPWM ADVISORS, LLC | VPWM ADVISORS | VANTAGE POINT WEALTH MANAGEMENT | NRP ADVISORS, LLC | NRP ADVISORS | NORTHERN RETIREMENT PARTNERS | FMS FINANCIAL PLANNING
CRD#: 167886 / SEC#: 801-99343
RIA
Registered Investment Advisory firm - (6/3/2015 Approved)Iowa
Registered Investment Advisory firm - (6/30/2015 Terminated)Minnesota
Registered Investment Advisory firm - (6/24/2015 Terminated)North Dakota
Registered Investment Advisory firm - (6/24/2015 Terminated)South Dakota
Registered Investment Advisory firm - (6/24/2015 Terminated)Texas
Registered Investment Advisory firm - (6/24/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/19/2018)
RR
Arkansas(1/13/2021)
RR
California(8/31/2021)
RR
Iowa(1/19/2018)
RR
Minnesota(1/24/2018)
IAR
Minnesota(8/28/2019)
RR
North Dakota(11/12/2024)
RR
Wisconsin(1/23/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VP
VANTAGE POINT WEALTH MANAGEMENT
FLEISCHER AND JOHNSON WEALTH MANAGEMENT | VPWM ADVISORS, LLC | VPWM ADVISORS | VANTAGE POINT WEALTH MANAGEMENT | NRP ADVISORS, LLC | NRP ADVISORS | NORTHERN RETIREMENT PARTNERS | FMS FINANCIAL PLANNING
CRD#: 167886 / SEC#: 801-99343
RIA
Registered Investment Advisory firm - (6/3/2015 Approved)Iowa
Registered Investment Advisory firm - (6/30/2015 Terminated)Minnesota
Registered Investment Advisory firm - (6/24/2015 Terminated)North Dakota
Registered Investment Advisory firm - (6/24/2015 Terminated)South Dakota
Registered Investment Advisory firm - (6/24/2015 Terminated)Texas
Registered Investment Advisory firm - (6/24/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
505 North Highway 169 Suite 260, Plymouth, MN 55441
Mailing Address
Phone number
(763) 587-7120
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,361 |
| AUM (Assets Under Management) | $ 277,355,003 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
