Justin H. Weil
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Justin H Weil was a registered financial professional .
Justin is a previously registered financial professional and started their career in finance in 1994. Justin had worked at 8 firms and has passed the Series 65, Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 28, 2013 - September 1, 2014
ROSENBLATT SECURITIES INC.
May 21, 2010 - March 22, 2013
WEDGE SECURITIES, LLC
September 12, 2008 - May 18, 2010
G-2 TRADING,LLC
August 23, 2007 - July 14, 2008
FIRST NEW YORK SECURITIES L.L.C.
April 2, 2007 - August 21, 2007
MORGAN STANLEY & CO. LLC
April 2, 2001 - April 2, 2007
MORGAN STANLEY DW INC.
March 5, 1997 - April 4, 2001
PRUDENTIAL EQUITY GROUP, LLC
May 20, 1994 - March 21, 1997
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 10/24/2007
Limited Representative-Equity Trader ExamCurrent Firm
ROSENBLATT SECURITIES INC.
CRD#: 18377 / SEC#: , 8-24255
Contact information
FINRA licenses (15 States and Territories)
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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