Anthony J. Parker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony James Parker, who also goes by Anthony J Parker, Tony Parker, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1994. Anthony had worked at 8 firms and has passed the Series 65, Series 63, Series 55, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 24, 2011 - August 13, 2012
CHIEF ADVISORS CORP
March 11, 2011 - August 13, 2012
FIRST ASSET FINANCIAL INC.
March 17, 2009 - December 31, 2010
BROKER DEALER FINANCIAL SERVICES CORP.
April 20, 2006 - April 9, 2007
FIS BROKERAGE & SECURITIES SERVICES LLC
November 4, 2003 - May 3, 2004
FIS BROKERAGE & SECURITIES SERVICES LLC
March 1, 2002 - July 1, 2002
WORLDCO, L.L.C.
July 19, 2000 - February 21, 2002
ELECTRONIC TRADING GROUP, LLC
July 29, 1996 - November 17, 1998
KIRLIN SECURITIES INC.
June 22, 1994 - August 9, 1996
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 11/9/2000
Limited Representative-Equity Trader ExamCurrent Firm
CHIEF ADVISORS CORP
CRD#: 125261 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 344 |
| AUM (Assets Under Management) | $ 92,800,290 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
