Andrew R. Hatherley

THE RETIREMENT SOLUTIONS GROUP

Las Vegas, NV

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CRD#: 2481858

Professional summary

Andrew Robert Hatherley is a registered financial advisor currently at THE RETIREMENT SOLUTIONS GROUP located in Las Vegas, Nevada.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Andrew has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 9 and Series 10 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Insurance Agent, Sole Proprietor, 11821 Luna del Mar Lane, Las Vegas, NV 89138, Investment Related, 08/2016 - Present. 10% of Time. Divorce Analyst, Wise Divorce Solutions, LLC, 11821 Luna del Mar Lane, Las Vegas, NV 89138, Non-Investment Related, 11/2008 - Present, 10% of Time.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Robert Hatherley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 27, 2019 - Present

THE RETIREMENT SOLUTIONS GROUP

RIA

CRD#: 299396

Las Vegas, NV

Past

August 23, 2016 - April 17, 2019

STRATEGIC PORTFOLIO ADVISORS

RIA

CRD#: 132825

LAS VEGAS, NV

Past

December 15, 2008 - August 17, 2016

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

LAS VEGAS, NV

Past

December 15, 2008 - August 17, 2016

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

LAS VEGAS, NV

Past

December 5, 2008 - December 15, 2008

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

LAS VEGAS, NV

Past

December 5, 2008 - December 15, 2008

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

LAS VEGAS, NV

Past

July 1, 2003 - December 9, 2008

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

LAS VEGAS, NV

Past

July 1, 2003 - December 9, 2008

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

LAS VEGAS, NV

Past

October 24, 2001 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

RIA

CRD#: 7471

LAS VEGAS, NV

Past

May 10, 2001 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

November 3, 1999 - October 19, 2000

AMERICAN INVESTMENT SERVICES, INC.

CRD#: 21111

OKLAHOMA CITY, OK

Past

June 8, 1994 - September 27, 1995

VALORES FINAMEX INTERNATIONAL, INC.

CRD#: 26303

MAGNOLIA, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nevada
(2/27/2019)

IAR

South Carolina
(11/7/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/13/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/23/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/17/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 10/30/2006

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 11/2/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 2/7/2009

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 1/16/2009

General Securities Sales Supervisor - General Module Examination

Current Firm

THE RETIREMENT SOLUTIONS GROUP

HATHERLEY CAPITAL MANAGEMENT, LLC | TRANSCEND RETIREMENT | THE RETIREMENT SOLUTIONS GROUP

CRD#: 299396 / SEC#:

California

Registered Investment Advisory firm - (9/11/2021 Terminated)

Nevada

Registered Investment Advisory firm - (2/27/2019 Approved)

South Carolina

Registered Investment Advisory firm - (11/7/2025 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Las Vegas, NV

Mailing Address

Phone number

(702) 835-6960

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	69
AUM (Assets Under Management)	$ 27,316,118

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Andrew R. Hatherley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Robert Hatherley's CRS (Customer Relationship Summary).

Certified licenses

Experience

STRATEGIC PORTFOLIO ADVISORS

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

PRUDENTIAL EQUITY GROUP, LLC

PRUDENTIAL EQUITY GROUP, LLC

AMERICAN INVESTMENT SERVICES, INC.

VALORES FINAMEX INTERNATIONAL, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/13/2000

Series 63

Date: 11/23/1999

SIE

Date: 8/17/2016

Series 31

Date: 10/30/2006

Series 7

Date: 11/2/1999

Series 9

Date: 2/7/2009

Series 10

Date: 1/16/2009

Current Firm

THE RETIREMENT SOLUTIONS GROUP

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

THE RETIREMENT SOLUTIONS GROUP

TRUST BUT VERIFY

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