Holly D. Sabaliauskas

CETERA WEALTH SERVICES

Omaha, NE 68154

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CRD#: 2481745

Professional summary

Holly Danae Sabaliauskas, who also goes by Holly Danae Kerkemeyer, Holly Danae Lias, Holly Danae Lias-sabaliauskas, Holly Lias-sabaliauskas, Holly Danae Sabaliauskas, Holly Sabaliauskas, is a registered financial professional currently at CETERA WEALTH SERVICES, LLC located in Omaha, Nebraska.

Holly is registered as a RR (Registered Representative) and started their career in finance in 1994. Holly has worked at 11 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 55, Series 7, Series 53, Series 24 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Holly Danae Sabaliauskas's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 18, 2025 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 14600 Branch Street, Omaha, NE 68154

CRD#: 13572

Omaha, NE

Past

July 18, 2025 - July 18, 2025

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

AKRON, IA

Past

October 19, 2024 - July 18, 2025

CETERA WEALTH SERVICES, LLC

CRD#: 13572

OMAHA, NE

Past

May 28, 2013 - March 31, 2017

SECURITIES AMERICA, INC.

CRD#: 10205

LAVISTA, NE

Past

April 22, 2006 - October 17, 2012

TD AMERITRADE, INC.

CRD#: 7870

OMAHA, NE

Past

November 27, 2001 - April 22, 2006

TD AMERITRADE CLEARING, INC.

CRD#: 5633

OMAHA, NE

Past

November 15, 2001 - December 31, 2001

J.P. SECURITIES, INC.

CRD#: 36559

BELLEVUE, NE

Past

September 13, 2001 - October 15, 2001

NEBRASKA HUDSON COMPANY, INC.

CRD#: 27501

OMAHA, NE

Past

April 13, 2001 - December 31, 2001

AMERITRADE INSTITUTIONAL SERVICES, INC.

CRD#: 22578

OMAHA, NE

Past

January 16, 1998 - December 31, 2001

ACCUTRADE INC.

CRD#: 13564

BELLEVUE, NE

Past

November 18, 1996 - December 2, 1997

GUARANTY BROKERAGE SERVICES, INC.

CRD#: 23302

ST. CLOUD, MN

Past

December 23, 1994 - November 20, 1996

WELLS FARGO BROKERAGE SERVICES, L.L.C.

CRD#: 16100

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Iowa
(7/18/2025)

Exams

State Security Law Exam

IAR

Series 66

Date: 7/3/2025

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/16/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/18/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 5/31/2024

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 12/10/2001

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 12/22/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 8/2/2013

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 4/2/2004

General Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 2/15/2001

Registered Options Principal Examination

SRO Registrations

FINRA

Current Firm

CETERA WEALTH SERVICES, LLC

CRD#: 13572 / SEC#: 801-47342, 8-29577

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

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Contact information

Main Address

2301 Rosecrans Ave #5100 Suite 5100, El Segundo, CA 90245-5672

Mailing Address

Po Box 983, Saint Cloud, MN 56302

Phone number

(800) 879-8100

Established

Delaware since 12/31/2012

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

2,881

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

CETERA ADVISOR NETWORKS LLC - ADV PART 2A AND APPENDIX 1 (6/1/2023)

Direct owners and executive officers

Name	Position	CRD#
CETERA FINANCIAL GROUP, INC.	SOLE MEMBER
BUCHHEISTER, JEFFREY ROBERT	CHIEF FINANCIAL OFFICER	4709900
BUDEVICH, SERGE	VICE PRESIDENT AND TAX OFFICER	7996345
BURKOTT, DANIEL PAUL	BROKER DEALER CO-CHIEF COMPLIANCE OFFICER	4710068
COAXUM, KOFI SULE	VICE PRESIDENT	5150018
DOWELL, RODNEY CAMMERON	PRINCIPAL FINANCIAL OFFICER AND VICE PRESIDENT	7376607
FRIES, MATTHEW NEIL KALANI	VICE PRESIDENT	2723824
GOK, LISA ANNE	SECRETARY	5059738
GOOLEY, THOMAS ANDREW	MANAGER	4526760
HALLORAN, THOMAS WILLIAM	VICE PRESIDENT	1921834
HOLWEGER, KIMBERLEY	CHIEF OPERATING OFFICER AND PRINCIPAL OPERATIONS OFFICER	1572778
LEE, WINNIE AI-LING	ASSISTANT SECRETARY	7381661
MACKAY, TODD CHRISTOPHER	CHIEF EXECUTIVE OFFICER	2799860
MCCALLOP, PATRICIA RUTHERFORD	BROKER DEALER CO-CHIEF COMPLIANCE OFFICER	5059176
MIZUGUCHI, MAURA	CHIEF ACCOUNTING OFFICER AND TREASURER	5769181
NEARY, JOSEPH DANIEL	MANAGER AND VICE PRESIDENT	2993505
RAMOS, RAMON	MONEY LAUNDERING REPORTING OFFICER	2160203
SMILEY, STANLEY ROBERT	VICE PRESIDENT	3004604
STINSON, TIMOTHY EARL MCCOY	PRESIDENT AND MANAGER	2272183
STONE, TIMOTHY PATRICK	VICE PRESIDENT	3038963
VAN HAVERMAAT, DAVID JAMES	ASSISTANT SECRETARY	7042846
WATTS, ANDREW DAVID	VICE PRESIDENT	4780880

Regulatory assets under management

Total Number of Accounts	192,956
AUM (Assets Under Management)	$ 46,651,447,975

Disclosures

Regulatory Event	19
Civil Event	2
Arbitration	15

Red Flags

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Holly D. Sabaliauskas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Holly Danae Sabaliauskas's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA INVESTMENT ADVISERS LLC

CETERA WEALTH SERVICES, LLC

SECURITIES AMERICA, INC.

TD AMERITRADE, INC.

TD AMERITRADE CLEARING, INC.

J.P. SECURITIES, INC.

NEBRASKA HUDSON COMPANY, INC.

AMERITRADE INSTITUTIONAL SERVICES, INC.

ACCUTRADE INC.

GUARANTY BROKERAGE SERVICES, INC.

WELLS FARGO BROKERAGE SERVICES, L.L.C.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/3/2025

Series 63

Date: 3/16/1995

Series 7TO

Date: 10/18/2024

SIE

Date: 5/31/2024

Series 55

Date: 12/10/2001

Series 7

Date: 12/22/1994

Series 53

Date: 8/2/2013

Series 24

Date: 4/2/2004

Series 4

Date: 2/15/2001

FINRA

Current Firm

CETERA WEALTH SERVICES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

CETERA WEALTH SERVICES, LLC

TRUST BUT VERIFY

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