James K. Oneill

INTRUA FINANCIAL

Houston, TX 77098

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CRD#: 2481623

Professional summary

James Kevin Oneill, who also goes by Oney Oneill, is a registered financial advisor currently at INTRUA FINANCIAL located in Houston, Texas.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. James has worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Oney Oneill

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Kevin Oneill's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 4, 2018 - Present

INTRUA FINANCIAL

Office #1: 3737 Buffalo Speedway Suite 400, Houston, TX 77098

RIA

CRD#: 281554

Houston, TX

Past

March 15, 2012 - November 14, 2017

CORDA INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 108046

HOUSTON, TX

Past

February 5, 2009 - November 11, 2010

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

HUNTINGTON WOODS, MI

Past

April 6, 1999 - September 26, 2007

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

SAGINAW, MI

Past

May 31, 1994 - April 14, 1999

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

DETROIT, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INTRUA FINANCIAL

CRD#: 281554 / SEC#: 801-106767

RIA

Registered Investment Advisory firm - (10/23/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/4/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/2/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/10/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/27/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 8/28/1998

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

INTRUA FINANCIAL

CRD#: 281554 / SEC#: 801-106767

RIA

Registered Investment Advisory firm - (10/23/2015 Approved)

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Contact information

Main Address

3737 Buffalo Speedway Suite 400, Houston, TX 77098

Mailing Address

Phone number

(713) 355-9910

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (36 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

INTRUA ADV PART 2A (3/31/2025)

INTRUA PART 2A APPENDIX 1 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	5,051
AUM (Assets Under Management)	$ 1,212,765,982

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

James K. Oneill

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Kevin Oneill's CRS (Customer Relationship Summary).

Certified licenses

Experience

CORDA INVESTMENT MANAGEMENT, LLC

CAMBRIDGE INVESTMENT RESEARCH, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

AMERIPRISE ADVISOR SERVICES, INC.

Primary Firm SEC Registration

INTRUA FINANCIAL

State Registrations and Notice Filings

Exams

Series 65

Date: 3/2/2012

Series 63

Date: 6/10/1994

Series 7

Date: 5/27/1994

Series 8

Date: 8/28/1998

Current Firm

INTRUA FINANCIAL

Contact information

SEC notice filing (36 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INTRUA FINANCIAL

TRUST BUT VERIFY

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